Mark S. Brody - 25 Nov 2024 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Dr. Mark Brody, POA Amanda Roche, Finance Department Supervisor/VP
Issuer symbol
UNTY
Transactions as of
25 Nov 2024
Net transactions value
-$101,816
Form type
4
Filing time
26 Nov 2024, 16:03:17 UTC
Previous filing
04 Jan 2024
Next filing
28 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $30,716 +2,800 +4% $10.97 72,802 25 Nov 2024 Direct
transaction UNTY Common Stock Sale $132,532 -2,800 -3.8% $47.33 70,002 25 Nov 2024 Direct F1
holding UNTY Common Stock 40,102 25 Nov 2024 Financial Planning Analysts
holding UNTY Common Stock 247,465 25 Nov 2024 Financial Planning Analysts Dispositive Shares F2
holding UNTY Restricted Stock 4,950 25 Nov 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 20,000 25 Nov 2024 Common Stock Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F2 Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
F3 4,950 shares are held in an account at Computershare, which have upcoming vesting dates.
F4 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.