Robert P. Kelly - 02 Jan 2025 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: Director
Issuer ticker: SPGI
Reported as of: 02 Jan 2025
Net transaction value: +$371,912
SEC form: 4
Accepted by SEC: 06 Jan 2025, 16:14:16 UTC
Prior SEC filing: 09 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Robert P. Kelly filed Form 4 for S&P Global Inc. (SPGI) on 06 Jan 2025.

Key facts

This page summarizes Robert P. Kelly's Form 4 filing for S&P Global Inc. (SPGI).
1 reported transaction and 2 derivative rows are listed below.
Accepted by SEC: 06 Jan 2025, 16:14.

Change

Previous filing in this sequence was filed on 09 Aug 2024.
Current net transaction value: +$371,912.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 15,830
Date: 02 Jan 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Phantom Stock Units

Award

Transaction value: $371,912
Shares: +751
Change %: +52%
Price: $495.50
Shares after: 2,190
Date: 02 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 751
Exercise price: $0.000000
Footnotes: F1, F2

SPGI holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,732
Date: 02 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,732
Exercise price: $0.000000
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2025.

Footnote F2

The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Footnote F3

Each restricted stock unit represents a vested right to receive one share of SPGI common stock. The restricted stock units in this row also encompass deferred stock units.

Footnote F4

Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit and deferred stock unit was converted into an equivalent restricted stock unit or deferred stock unit in respect of SPGI's common stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units or deferred stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.