Robert P. Kelly - Aug 7, 2024 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
Director
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Aug 7, 2024
Transactions value $
-$3,687,567
Form type
4
Date filed
8/9/2024, 04:13 PM
Previous filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Sale -$3.69M -7.66K -32.62% $481.28 15.8K Aug 7, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SPGI Restricted Stock Units 8.73K Aug 7, 2024 Common Stock 8.73K $0.00 Direct F1, F2, F3
holding SPGI Phantom Stock Units 1.44K Aug 7, 2024 Common Stock 1.44K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In order to align with broader reporting practices of S&P Global Inc. ("SPGI"), restricted stock units and deferred stock units that were reported in Table I of prior reports are now reported in Table II. In addition, the balance of restricted stock units and deferred stock units is increased from prior reports by 14 due to a rounding error.
F2 Each restricted stock unit represents a vested right to receive one share of SPGI common stock. The restricted stock units in this row also encompass deferred stock units.
F3 Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), SPGI and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit and deferred stock unit was converted into an equivalent restricted stock unit or deferred stock unit in respect of SPGI's common stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units or deferred stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.
F4 The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.