Susan M. Diamond - 31 Dec 2024 Form 4 Insider Report for HUMANA INC (HUM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jan 2025, 13:11:11 UTC
Prior SEC filing
17 Dec 2024
Next SEC filing
03 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Susan M. Diamond

Key filing fact

Susan M. Diamond filed Form 4 for HUMANA INC (HUM) on 03 Jan 2025.

Key facts

  • This page summarizes Susan M. Diamond's Form 4 filing for HUMANA INC (HUM).
  • 1 reported transaction and 7 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2025, 13:11.

Change

  • Previous filing in this sequence was filed on 17 Dec 2024.
  • Current net transaction value: +$261.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HUM holding

Humana Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,165
Date
31 Dec 2024
Ownership
Direct
Footnotes
F9
HUM holding

Humana Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,219
Date
31 Dec 2024
Ownership
See Footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HUM transaction Derivative

Phantom Stock Units

Other

Transaction value
$261
Shares
+1
Change %
+0.3%
Price
$260.73
Shares after
332
Date
31 Dec 2024
Ownership
See Footnote.
Underlying class
Humana Common
Underlying amount
1
Exercise price
Footnotes
F10
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,508
Date
31 Dec 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
1,508
Exercise price
$376.61
Footnotes
F2
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,793
Date
31 Dec 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
3,793
Exercise price
$428.68
Footnotes
F3
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,562
Date
31 Dec 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
5,562
Exercise price
$425.06
Footnotes
F4
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,810
Date
31 Dec 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
6,810
Exercise price
$510.24
Footnotes
F5
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,989
Date
31 Dec 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
9,989
Exercise price
$367.21
Footnotes
F6
HUM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
588
Date
31 Dec 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
588
Exercise price
Footnotes
F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Shares held for the benefit of the reporting person as of December 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

Footnote F2

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Footnote F3

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.

Footnote F4

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Footnote F5

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

Footnote F6

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

Footnote F7

Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Footnote F8

Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Footnote F9

Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Footnote F10

Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

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