Susan M. Diamond - 15 Dec 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Financial Officer
Signature
Susan M. Diamond
Issuer symbol
HUM
Transactions as of
15 Dec 2024
Net transactions value
-$243,149
Form type
4
Filing time
17 Dec 2024, 11:22:22 UTC
Previous filing
03 Dec 2024
Next filing
03 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability $106,768 -393 -2% $271.68 19,567 15 Dec 2024 Direct F12
transaction HUM Humana Common Options Exercise $0 +512 +2.6% $0.000000 20,079 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $63,572 -234 -1.2% $271.68 19,845 15 Dec 2024 Direct F12
transaction HUM Humana Common Options Exercise $0 +588 +3% $0.000000 20,433 15 Dec 2024 Direct
transaction HUM Humana Common Tax liability $72,809 -268 -1.3% $271.68 20,165 15 Dec 2024 Direct F10, F12
holding HUM Humana Common 2,213 15 Dec 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -512 -100% $0.000000 0 15 Dec 2024 Humana Common 512 Direct F7, F8
transaction HUM Restricted Stock Units Options Exercise $0 -588 -50% $0.000000 588 15 Dec 2024 Humana Common 588 Direct F7, F9
holding HUM Options 1,508 15 Dec 2024 Humana Common 1,508 $376.61 Direct F2
holding HUM Options 3,793 15 Dec 2024 Humana Common 3,793 $428.68 Direct F3
holding HUM Options 5,562 15 Dec 2024 Humana Common 5,562 $425.06 Direct F4
holding HUM Options 6,810 15 Dec 2024 Humana Common 6,810 $510.24 Direct F5
holding HUM Options 9,989 15 Dec 2024 Humana Common 9,989 $367.21 Direct F6
holding HUM Phantom Stock Units 329 15 Dec 2024 Humana Common 329 See Footnote. F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held for the benefit of the reporting person as of November 30, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10 Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F11 Phantom Stock Units held for the benefit of reporting person as of November 30, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
F12 Shares disposed of represent payment of tax liability resulting from Restricted Stock Units vested on 12/15/24.