Steven A. J. Salamon - 24 Dec 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Dec 2024, 09:24:00 UTC
Prior SEC filing
01 Nov 2024
Next SEC filing
09 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Steven Salamon

Key filing fact

Steven A. J. Salamon filed Form 4 for DELCATH SYSTEMS, INC. (DCTH) on 27 Dec 2024.

Key facts

  • This page summarizes Steven A. J. Salamon's Form 4 filing for DELCATH SYSTEMS, INC. (DCTH).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 Dec 2024, 09:24.

Change

  • Previous filing in this sequence was filed on 01 Nov 2024.
  • Current net transaction value: +$8,533,500.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DCTH transaction

Common shares

Conversion of derivative security

Transaction value
$2,500,000
Shares
+250,000
Change %
+9%
Price
$10.00
Shares after
3,013,468
Date
24 Dec 2024
Ownership
By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DCTH transaction Derivative

Pre-funded Warrants

Options Exercise

Transaction value
$6,033,500
Shares
+603,954
Change %
+84%
Price
$9.99
Shares after
1,323,919
Date
24 Dec 2024
Ownership
By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Underlying class
DELCATH SYSTEMS, INC.
Underlying amount
603,954
Exercise price
$0.0100
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein

Footnote F2

Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00.

Footnote F3

NA

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .