| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SALAMON STEVEN A J | Director | 15 WELLESLEY STREET WEST, SUITE 326, TORONTO, ONTARIO, CANADA | Steven Salamon | 09 May 2025 | 0001623082 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DCTH | Common shares | Exercise of in-the-money or at-the-money derivative security | $4,000,000 | +400,000 | +13% | $10.00 | 3,413,468 | 05 May 2025 | By Rosalind Advisors Inc., the advisor to the Rosalind Funds | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
| F2 | Rosalind Master Fund L.P. - 1,565,844, Rosalind Opportunities Fund I L.P. - 1,734,545, Steven Salamon - 82,197, Gilad Aharon - 30,882 |
| F3 | Rosalind Opportunities Fund I L.P. exercised warrants to aquire 400,000 common shares. |