Key facts
- This page summarizes Mark Wong's Form 4 filing for S&W Seed Co (SANW).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2024, 16:30.
Mark Wong - 17 Dec 2024 Form 4 Insider Report for S&W Seed Co (SANW)
- Reporting relationship
- Director
- Issuer ticker
- SANW
- Reported as of
- 17 Dec 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Dec 2024, 16:30:24 UTC
- Prior SEC filing
- 12 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Vanessa Baughman, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mark Wong filed Form 4 for S&W Seed Co (SANW) on 19 Dec 2024.
Change
- Previous filing in this sequence was filed on 12 Feb 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SANW
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +10,212
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 41,214
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F2
SANW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,928
- Date
- 17 Dec 2024
- Ownership
- By Starlight 4, LLLP
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 17, 2025 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
Footnote F2
This total reflects the 1-for-19 reverse split of Issuer's common stock that occurred on October 17, 2024.
Footnote F3
The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.