Douglas B. Given - 16 Dec 2024 Form 4 Insider Report for ARROWHEAD PHARMACEUTICALS, INC. (ARWR)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
18 Dec 2024, 18:18:48 UTC
Prior SEC filing
16 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Douglass Given

Key filing fact

Douglas B. Given filed Form 4 for ARROWHEAD PHARMACEUTICALS, INC. (ARWR) on 18 Dec 2024.

Key facts

  • This page summarizes Douglas B. Given's Form 4 filing for ARROWHEAD PHARMACEUTICALS, INC. (ARWR).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 18 Dec 2024, 18:18.

Change

  • Previous filing in this sequence was filed on 16 Jan 2024.
  • Current net transaction value: -$121,556.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ARWR transaction

Common Stock

Sale

Transaction value
$109,500
Shares
-5,000
Change %
-3.9%
Price
$21.90
Shares after
124,714
Date
16 Dec 2024
Ownership
Direct
Footnotes
F1, F2, F3, F4
ARWR transaction

Common Stock

Sale

Transaction value
$12,056
Shares
-547
Change %
-0.44%
Price
$22.04
Shares after
124,167
Date
17 Dec 2024
Ownership
Direct
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Footnote F2

Partial disposition of RSUs to satisfy tax withholding obligations.

Footnote F3

The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $21.64 to $22.20, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Footnote F4

Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.

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