Key facts
- This page summarizes Wayne W. Hanna's Form 4 filing for BROADWIND, INC. (BWEN).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 30 May 2023, 16:39.
Wayne W. Hanna - 25 May 2023 Form 4 Insider Report for BROADWIND, INC. (BWEN)
- Reporting relationship
- Pres., Brad Foote Gear Works
- Issuer ticker
- BWEN
- Reported as of
- 25 May 2023
- Net transaction value
- -$28,043
- SEC form
- 4
- Accepted by SEC
- 30 May 2023, 16:39:17 UTC
- Prior SEC filing
- 10 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas A. Ciccone, as Attorney-in-Fact for Wayne W. Hanna pursuant to Power of Attorney previously filed
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Wayne W. Hanna filed Form 4 for BROADWIND, INC. (BWEN) on 30 May 2023.
Change
- Previous filing in this sequence was filed on 10 May 2023.
- Current net transaction value: -$28,043.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWEN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +7,133
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 71,435
- Date
- 25 May 2023
- Ownership
- Direct
BWEN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +17,263
- Change %
- +24%
- Price
- $0.000000
- Shares after
- 88,698
- Date
- 25 May 2023
- Ownership
- Direct
BWEN
transaction
Common Stock
Tax liability
- Transaction value
- -$28,043
- Shares
- -6,823
- Change %
- -7.7%
- Price
- $4.11
- Shares after
- 81,875
- Date
- 25 May 2023
- Ownership
- Direct
- Footnotes
- F1, F2
BWEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,992
- Date
- 25 May 2023
- Ownership
- By 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
Footnote F2
Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26.