Key facts
- This page summarizes Terence P. Fox's Form 4 filing for BROADWIND, INC. (BWEN).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 11 May 2021, 16:54.
Terence P. Fox - 07 May 2021 Form 4 Insider Report for BROADWIND, INC. (BWEN)
- Reporting relationship
- Director
- Issuer ticker
- BWEN
- Reported as of
- 07 May 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Thomas A. Ciccone as Attorney-in-Fact for Terence P. Fox pursuant to Power of Attorney filed herewith
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Terence P. Fox filed Form 4 for BROADWIND, INC. (BWEN) on 11 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWEN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +9,336
- Change %
- +3%
- Price
- $0.000000
- Shares after
- 321,588
- Date
- 07 May 2021
- Ownership
- Direct
- Footnotes
- F1
BWEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 200,000
- Date
- 07 May 2021
- Ownership
- By Terence P. Fox and Paula L. Fox Irrevocable Trust 2005
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BWEN
holding
Derivative
Phantom Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 519
- Date
- 07 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 519
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes 9,336 restricted stock units that vest on 5/1/22.
Footnote F2
Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.
Footnote F3
Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.