Charles B. O'Keeffe - 09 Dec 2024 Form 4 Insider Report for CATALYST PHARMACEUTICALS, INC. (CPRX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Dec 2024, 17:00:19 UTC
Prior SEC filing
25 Nov 2024
Next SEC filing
31 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles B. O'Keeffe

Key filing fact

Charles B. O'Keeffe filed Form 4 for CATALYST PHARMACEUTICALS, INC. (CPRX) on 11 Dec 2024.

Key facts

  • This page summarizes Charles B. O'Keeffe's Form 4 filing for CATALYST PHARMACEUTICALS, INC. (CPRX).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 11 Dec 2024, 17:00.

Change

  • Previous filing in this sequence was filed on 25 Nov 2024.
  • Current net transaction value: +$160,400.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CPRX transaction

Common Stock, par value $0.001 per share

Options Exercise

Transaction value
Shares
+1,413
Change %
+0.21%
Price
Shares after
687,137
Date
09 Dec 2024
Ownership
Direct
Footnotes
F1
CPRX transaction

Common Stock, par value $0.001 per share

Options Exercise

Transaction value
$160,400
Shares
+40,000
Change %
+5.8%
Price
$4.01
Shares after
727,137
Date
10 Dec 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CPRX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,413
Change %
-0.55%
Price
$0.000000
Shares after
253,607
Date
09 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,413
Exercise price
Footnotes
F1, F2, F3
CPRX transaction Derivative

Options to purchase common stock

Options Exercise

Transaction value
$0
Shares
-40,000
Change %
-16%
Price
$0.000000
Shares after
213,607
Date
10 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$4.01
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

Footnote F2

Derivative securities vest in equal tranches, 1/3rd on December 8, 2024, 1/3rd on December 8, 2025 and 1/3rd on December 8, 2026.

Footnote F3

Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on December 9, 2024.

Footnote F4

Options vested in three annual tranches beginning on January 2, 2019.

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