Victoria Hay - 08 Dec 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Dec 2024, 18:03:02 UTC
Prior SEC filing
11 Dec 2023
Next SEC filing
01 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Symington, Attorney in Fact

Key filing fact

Victoria Hay filed Form 4 for Nauticus Robotics, Inc. (KITT) on 10 Dec 2024.

Key facts

  • This page summarizes Victoria Hay's Form 4 filing for Nauticus Robotics, Inc. (KITT).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Dec 2024, 18:03.

Change

  • Previous filing in this sequence was filed on 11 Dec 2023.
  • Current net transaction value: +$850.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KITT transaction

Common Stock

Options Exercise

Transaction value
$1,234
Shares
+1,112
Change %
Price
$1.11
Shares after
1,112
Date
08 Dec 2024
Ownership
Direct
Footnotes
F1
KITT transaction

Common Stock

Sale

Transaction value
$384
Shares
-359
Change %
-32%
Price
$1.07
Shares after
753
Date
10 Dec 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KITT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,112
Change %
-100%
Price
$0.000000
Shares after
0
Date
08 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,112
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Holdings reflect 1-for-36 reverse stock split on July 18, 2024.

Footnote F2

Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.

Footnote F3

Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.

Footnote F4

The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.

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