Victoria Hay - Dec 8, 2023 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role: Chief Financial Officer
Signature: /s/ Victoria Hay by Nicholas Bigney as Attorney-in-Fact
Stock symbol: KITT
Transactions as of: Dec 8, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/11/2023, 07:24 PM
Previous filing: Dec 11, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KITT	Restricted Stock Units	Award	$0	+40K		$0.00	40K	Dec 8, 2023	Common Stock	40K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.
F2	The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.

Content

Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.

The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.