Suneel Gupta - 25 Nov 2024 Form 4 Insider Report for Protagonist Therapeutics, Inc (PTGX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Nov 2024, 19:09:12 UTC
Prior SEC filing
28 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew Gosling, Attorney-in-Fact for Suneel Gupta

Key filing fact

Suneel Gupta filed Form 4 for Protagonist Therapeutics, Inc (PTGX) on 27 Nov 2024.

Key facts

  • This page summarizes Suneel Gupta's Form 4 filing for Protagonist Therapeutics, Inc (PTGX).
  • 12 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 27 Nov 2024, 19:09.

Change

  • Previous filing in this sequence was filed on 28 Feb 2024.
  • Current net transaction value: -$3,908,853.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PTGX transaction

Common Stock

Options Exercise

Transaction value
$332,100
Shares
+45,000
Change %
+24%
Price
$7.38
Shares after
229,611
Date
25 Nov 2024
Ownership
Direct
Footnotes
F1
PTGX transaction

Common Stock

Options Exercise

Transaction value
$360,900
Shares
+45,000
Change %
+20%
Price
$8.02
Shares after
274,611
Date
25 Nov 2024
Ownership
Direct
PTGX transaction

Common Stock

Options Exercise

Transaction value
$663,000
Shares
+85,000
Change %
+31%
Price
$7.80
Shares after
359,611
Date
25 Nov 2024
Ownership
Direct
PTGX transaction

Common Stock

Sale

Transaction value
$4,762,239
Shares
-103,437
Change %
-29%
Price
$46.04
Shares after
256,174
Date
25 Nov 2024
Ownership
Direct
Footnotes
F2, F3
PTGX transaction

Common Stock

Options Exercise

Transaction value
$365,100
Shares
+30,000
Change %
+12%
Price
$12.17
Shares after
286,174
Date
26 Nov 2024
Ownership
Direct
PTGX transaction

Common Stock

Sale

Transaction value
$873,190
Shares
-19,191
Change %
-6.7%
Price
$45.50
Shares after
266,983
Date
26 Nov 2024
Ownership
Direct
Footnotes
F2, F4
PTGX transaction

Common Stock

Options Exercise

Transaction value
$5,476
Shares
+450
Change %
+0.17%
Price
$12.17
Shares after
267,433
Date
26 Nov 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PTGX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-45,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
25 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
45,000
Exercise price
$7.38
Footnotes
F5
PTGX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-45,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
25 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
45,000
Exercise price
$8.02
Footnotes
F5
PTGX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-85,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
25 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
85,000
Exercise price
$7.80
Footnotes
F5
PTGX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-30,000
Change %
-24%
Price
$0.000000
Shares after
93,750
Date
26 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$12.17
Footnotes
F6
PTGX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-450
Change %
-0.48%
Price
$0.000000
Shares after
93,300
Date
26 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
450
Exercise price
$12.17
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Includes an aggregate of 1,326 shares acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on March 9, 2024.

Footnote F2

Sale to cover the exercise price of the options.

Footnote F3

The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $45.63 to $46.50. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Footnote F4

The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $45.23 to $45.81. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Footnote F5

These stock options are fully vested.

Footnote F6

The stock option vests in 48 equal monthly installments following the date of grant.

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