Anthony Tse - 21 Nov 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
25 Nov 2024, 17:36:43 UTC
Prior SEC filing
28 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Anthony Tse

Key filing fact

Anthony Tse filed Form 4 for Li-Cycle Holdings Corp. (LICYF) on 25 Nov 2024.

Key facts

  • This page summarizes Anthony Tse's Form 4 filing for Li-Cycle Holdings Corp. (LICYF).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 25 Nov 2024, 17:36.

Change

  • Previous filing in this sequence was filed on 28 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LICY transaction

Common Shares

Award

Transaction value
$0
Shares
+26,434
Change %
+34%
Price
$0.000000
Shares after
104,850
Date
21 Nov 2024
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

At the election of the reporting person, comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Plan (the "Plan") in lieu of cash compensation under Li-Cycle Holdings Corp. 2024 Director Compensation Program. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest in full on May 23, 2025, subject to the reporting person's continued service through such vesting date. The number of RSUs was calculated based on the closing price of $2.08 per share of common stock on November 21, 2024.

Footnote F2

Includes 66,858 RSUs awarded to the reporting person under the Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.

Footnote F3

On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation.

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