Key facts
- This page summarizes Daniel R. Phillips's Form 4 filing for Pathfinder Bancorp, Inc. (PBHC).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Nov 2024, 13:55.
Daniel R. Phillips - 20 Nov 2024 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)
- Reporting relationship
- Senior Vice President
- Issuer ticker
- PBHC
- Reported as of
- 20 Nov 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2024, 13:55:49 UTC
- Prior SEC filing
- 05 Nov 2024
- Next SEC filing
- 04 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ James A Dowd POA for Daniel R. Phillips
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel R. Phillips filed Form 4 for Pathfinder Bancorp, Inc. (PBHC) on 21 Nov 2024.
Change
- Previous filing in this sequence was filed on 05 Nov 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PBHC
transaction
Common Stock
Options Exercise
- Transaction value
- $150,569
- Shares
- +13,266
- Change %
- +53%
- Price
- $11.35
- Shares after
- 38,270
- Date
- 20 Nov 2024
- Ownership
- Direct
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,408
- Date
- 20 Nov 2024
- Ownership
- By ESOP
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,021
- Date
- 20 Nov 2024
- Ownership
- By 401K
PBHC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 730
- Date
- 20 Nov 2024
- Ownership
- POA for Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PBHC
transaction
Derivative
Stock Options
Options Exercise
- Transaction value
- $150,569
- Shares
- -13,266
- Change %
- -100%
- Price
- $11.35
- Shares after
- 0
- Date
- 20 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,266
- Exercise price
- $11.35
* marks a reported price that did not pass the local price check.