Alfred J. Weber - 21 Nov 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Nov 2024, 11:30:20 UTC
Prior SEC filing
08 Oct 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Cynthia M. Manuele, Deputy Corporate Secretary

Key filing fact

Alfred J. Weber filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 21 Nov 2024.

Key facts

  • This page summarizes Alfred J. Weber's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Nov 2024, 11:30.

Change

  • Previous filing in this sequence was filed on 08 Oct 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,690
Date
21 Nov 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMP holding Derivative

Phantom Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,231
Date
21 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,231
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Alfred J. Weber is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Mr. Weber passed away on November 19, 2024 and is no longer an insider.

Footnote F2

Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

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