Key facts
- This page summarizes Daniel A. D'Aniello's Form 4 filing for Carlyle Group Inc. (CG).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Nov 2024, 17:25.
Daniel A. D'Aniello - 12 Nov 2024 Form 4 Insider Report for Carlyle Group Inc. (CG)
- Reporting relationship
- Director
- Issuer ticker
- CG
- Reported as of
- 12 Nov 2024
- Net transaction value
- -$25,536,924
- SEC form
- 4
- Accepted by SEC
- 14 Nov 2024, 17:25:35 UTC
- Prior SEC filing
- 24 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne K. Frederick by power of attorney for Daniel A. D'Aniello
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Daniel A. D'Aniello filed Form 4 for Carlyle Group Inc. (CG) on 14 Nov 2024.
Change
- Previous filing in this sequence was filed on 24 Nov 2021.
- Current net transaction value: -$25,536,924.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CG
transaction
Common Stock
Sale
- Transaction value
- $22,306,395
- Shares
- -434,230
- Change %
- -88%
- Price
- $51.37
- Shares after
- 61,312
- Date
- 12 Nov 2024
- Ownership
- See Footnote
- Footnotes
- F1, F3
CG
transaction
Common Stock
Sale
- Transaction value
- $3,230,529
- Shares
- -61,312
- Change %
- -100%
- Price
- $52.69
- Shares after
- 0
- Date
- 12 Nov 2024
- Ownership
- See Footnote
- Footnotes
- F2, F3
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 32,504,102
- Date
- 12 Nov 2024
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Footnote F2
The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Footnote F3
Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.
Footnote F4
Includes 17,000 shares of common stock that were transferred by Carlyle Group Management L.L.C. on July 10, 2024, which securities were previously reported as indirectly beneficially owned by the reporting person and the transfer of which was exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
SEC remarks
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.