Key facts
- This page summarizes Robert Falzon's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 08 Nov 2024, 15:22.
Robert Falzon - 06 Nov 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)
- Reporting relationship
- EVP and Vice Chairman
- Issuer ticker
- PRU
- Reported as of
- 06 Nov 2024
- Net transaction value
- -$731,852
- SEC form
- 4
- Accepted by SEC
- 08 Nov 2024, 15:22:06 UTC
- Prior SEC filing
- 15 May 2024
- Next SEC filing
- 12 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard J. Baker, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert Falzon filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 08 Nov 2024.
Change
- Previous filing in this sequence was filed on 15 May 2024.
- Current net transaction value: -$731,852.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $3,252,200
- Shares
- +29,445
- Change %
- +14%
- Price
- $110.45
- Shares after
- 236,760
- Date
- 06 Nov 2024
- Ownership
- Direct
PRU
transaction
Common Stock
Sale
- Transaction value
- $3,610,519
- Shares
- -28,150
- Change %
- -12%
- Price
- $128.26
- Shares after
- 208,610
- Date
- 06 Nov 2024
- Ownership
- Direct
- Footnotes
- F1
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $2,779,995
- Shares
- +26,008
- Change %
- +12%
- Price
- $106.89
- Shares after
- 234,618
- Date
- 06 Nov 2024
- Ownership
- Direct
PRU
transaction
Common Stock
Sale
- Transaction value
- $3,153,529
- Shares
- -24,587
- Change %
- -10%
- Price
- $128.26
- Shares after
- 210,031
- Date
- 06 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F2
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 692
- Date
- 06 Nov 2024
- Ownership
- By 401(k)
- Footnotes
- F3
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,580
- Date
- 06 Nov 2024
- Ownership
- By Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PRU
transaction
Derivative
2017 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -29,445
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 06 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 29,445
- Exercise price
- $110.45
- Footnotes
- F4
PRU
transaction
Derivative
2018 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -26,008
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 06 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 26,008
- Exercise price
- $106.89
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.25 to $128.39 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Footnote F2
Following the transactions reported on this Form 4, Mr. Falzon continues to hold 210,031 shares directly and 692 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Footnote F3
Amount reported has been adjusted to include 5 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and September 30, 2024, based on a plan statement dated September 30, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
Footnote F4
The options vest in three equal annual installments beginning on February 14, 2018.
Footnote F5
The options vest in three equal annual installments beginning on February 13, 2019.