Key facts
- This page summarizes Gregory C. Thompson's Form 4 filing for Ascent Solar Technologies, Inc. (ASTI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 21 Oct 2024, 17:15.
Gregory C. Thompson - 17 Oct 2024 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)
- Reporting relationship
- Director
- Issuer ticker
- ASTI
- Reported as of
- 17 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Oct 2024, 17:15:05 UTC
- Prior SEC filing
- 23 Aug 2024
- Next SEC filing
- 04 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gregory C. Thompson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gregory C. Thompson filed Form 4 for Ascent Solar Technologies, Inc. (ASTI) on 21 Oct 2024.
Change
- Previous filing in this sequence was filed on 23 Aug 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASTI
transaction
Derivative
Series 1C Convertible Preferred Stock
Purchase
- Transaction value
- $0
- Shares
- +35
- Change %
- Price
- $0.000000
- Shares after
- 35
- Date
- 17 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- Exercise price
- $2.50
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On October 17, 2024, the Reporting Person purchased 35 shares of the Company's newly issued Series 1C convertible preferred stock at a purchase price of $1,000 per Series 1C share. The Series 1C preferred stock is convertible into common stock beginning on 4/18/2025 at a per share conversion price of $2.50 per common share.
Footnote F2
The Series 1C preferred stock is perpetual and therefore has no expiration date.
Footnote F3
Each Series 1C share has a Stated Value of $1,000 which is convertible into 400 shares of common stock based upon the conversion price of $2.50 per common share. The 35 shares of Series 1C preferred shares purchased would be convertible into an aggregate 14,000 shares of common stock, except that the Series 1C preferred shares have a 4.99% beneficial ownership blocker on the conversion feature. The number of shares that the Reporting Person could convert and/or vote at any time, therefore, would be limited to that number of common shares (which when combined with all other common shares then beneficially owned) that would not increase the Reporting Person's beneficial ownership of common stock above 4.99% of the Company's then outstanding common stock.