Nam Woo Kim - 11 Oct 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Reporting relationship: VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.
Issuer ticker: PGY
Reported as of: 11 Oct 2024
Net transaction value: -$1,440
SEC form: 4
Accepted by SEC: 15 Oct 2024, 16:20:20 UTC
Prior SEC filing: 03 Oct 2024
Source filing: View source filing
Reporting owner signature: /s/ Natalie Wilmore, Attorney-in-Fact

Key filing fact

Nam Woo Kim filed Form 4 for Pagaya Technologies Ltd. (PGY) on 15 Oct 2024.

Key facts

This page summarizes Nam Woo Kim's Form 4 filing for Pagaya Technologies Ltd. (PGY).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 Oct 2024, 16:20.

Change

Previous filing in this sequence was filed on 03 Oct 2024.
Current net transaction value: -$1,440.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PGY transaction

Class A Ordinary Share

Award

Transaction value: $0
Shares: +326
Change %: +8.2%
Price: $0.000000
Shares after: 4,313
Date: 11 Oct 2024
Ownership: Direct

PGY transaction

Class A Ordinary Share

Sale

Transaction value: $1,440
Shares: -133
Change %: -3.1%
Price: $10.83
Shares after: 4,180
Date: 11 Oct 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PGY transaction Derivative

Restricted Stock Unit

Award

Transaction value: $0
Shares: -326
Change %: -11%
Price: $0.000000
Shares after: 2,608
Date: 11 Oct 2024
Ownership: Direct
Underlying class: Class A Ordinary Share
Underlying amount: 326
Exercise price: $0.000000
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.

Footnote F2

1/4th of the total 5,216 restricted stock units vested on April 11, 2023, and the remaining shall vest over the following three years in 12 equal quarterly installments.

SEC remarks

VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.