Nam Woo Kim - Oct 1, 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Stock symbol
PGY
Transactions as of
Oct 1, 2024
Transactions value $
-$1,693
Form type
4
Date filed
10/3/2024, 04:05 PM
Previous filing
Sep 30, 2024
Next filing
Oct 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Award $0 +417 +11.15% $0.00 4.16K Oct 1, 2024 Direct
transaction PGY Class A Ordinary Share Sale -$1.69K -171 -4.11% $9.90 3.99K Oct 2, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Award $0 -417 -16.68% $0.00 2.08K Oct 1, 2024 Class A Ordinary Share 417 $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2 1/4 of the total 3,333 initially subjected to this award vested on April 1, 2023, 1/4 vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024, and thereafter.

Remarks:

VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.