Clarence E. Smith - 26 Sep 2024 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Reporting relationship: President & CEO, Director, 10%+ Owner
Issuer ticker: PKTX
Reported as of: 26 Sep 2024
Net transaction value: +$20,000
SEC form: 4
Accepted by SEC: 27 Sep 2024, 17:10:05 UTC
Prior SEC filing: 17 Jun 2024
Source filing: View source filing
Reporting owner signature: /s/ Clarence E. Smith

Key filing fact

Clarence E. Smith filed Form 4 for ProtoKinetix, Inc. (PKTX) on 27 Sep 2024.

Key facts

This page summarizes Clarence E. Smith's Form 4 filing for ProtoKinetix, Inc. (PKTX).
1 reported transaction and 2 derivative rows are listed below.
Accepted by SEC: 27 Sep 2024, 17:10.

Change

Previous filing in this sequence was filed on 17 Jun 2024.
Current net transaction value: +$20,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PKTX transaction

Common Stock

Purchase

Transaction value: $20,000
Shares: +2,000,000
Change %: +2.9%
Price: $0.0100
Shares after: 70,214,444
Date: 26 Sep 2024
Ownership: Direct
Footnotes: F1

PKTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,572,649
Date: 26 Sep 2024
Ownership: See Footnote
Footnotes: F2

PKTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,850,000
Date: 26 Sep 2024
Ownership: See Footnote
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PKTX holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 27,600,000
Date: 26 Sep 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 27,600,000
Exercise price: $0.0280
Footnotes: F4

PKTX holding Derivative

Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,750,000
Date: 26 Sep 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,750,000
Exercise price: $0.0280
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares purchased in private placement of the Company.

Footnote F2

Shares held by the Clarence E. Smith Trusts.

Footnote F3

Shares held by Mr. Smith's retirement account.

Footnote F4

Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan.