Clarence E. Smith - Jun 13, 2024 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Clarence E. Smith
Stock symbol
PKTX
Transactions as of
Jun 13, 2024
Transactions value $
$65,000
Form type
4
Date filed
6/17/2024, 03:13 PM
Previous filing
Apr 15, 2024
Next filing
Sep 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $34K +3.4M +5.51% $0.01 65.1M Jun 13, 2024 Direct F1
transaction PKTX Common Stock Purchase $31K +3.1M +4.76% $0.01 68.2M Jun 14, 2024 Direct F1
holding PKTX Common Stock 13.6M Jun 13, 2024 See Footnote F2
holding PKTX Common Stock 1.85M Jun 13, 2024 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PKTX Stock Option 27.6M Jun 13, 2024 Common Stock 27.6M $0.03 Direct F4
holding PKTX Stock Option 4.75M Jun 13, 2024 Common Stock 4.75M $0.03 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased in private placement of the Company.
F2 Shares held by the Clarence E. Smith Trusts.
F3 Shares held by Mr. Smith's retirement account.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan.