Kathleen Taylor-Simpson - 18 Sep 2024 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Reporting relationship: Chief Financial Officer
Issuer ticker: AMRK
Reported as of: 18 Sep 2024
Net transaction value: -$1,099,381
SEC form: 4
Accepted by SEC: 19 Sep 2024, 21:09:51 UTC
Prior SEC filing: 08 Jun 2021
Next SEC filing: 04 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/Carol Meltzer, by power of attorney

Key filing fact

Kathleen Taylor-Simpson filed Form 4 for A-Mark Precious Metals, Inc. (AMRK) on 19 Sep 2024.

Key facts

This page summarizes Kathleen Taylor-Simpson's Form 4 filing for A-Mark Precious Metals, Inc. (AMRK).
12 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 19 Sep 2024, 21:09.

Change

Previous filing in this sequence was filed on 08 Jun 2021.
Current net transaction value: -$1,099,381.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMRK transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value: $46,824
Shares: +17,089
Change %
Price: $2.74
Shares after: 17,089
Date: 18 Sep 2024
Ownership: Direct

AMRK transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value: $7,976
Shares: +2,911
Change %: +17%
Price: $2.74
Shares after: 20,000
Date: 18 Sep 2024
Ownership: Direct

AMRK transaction

Common Stock, par value $0.01 per share

Sale

Transaction value: $751,745
Shares: -17,089
Change %: -85%
Price: $43.99
Shares after: 2,911
Date: 18 Sep 2024
Ownership: Direct
Footnotes: F1

AMRK transaction

Common Stock, par value $0.01 per share

Sale

Transaction value: $130,452
Shares: -2,911
Change %: -100%
Price: $44.81
Shares after: 0
Date: 18 Sep 2024
Ownership: Direct
Footnotes: F2

AMRK transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value: $15,097
Shares: +4,870
Change %
Price: $3.10
Shares after: 4,870
Date: 18 Sep 2024
Ownership: Direct

AMRK transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value: $403
Shares: +130
Change %: +2.7%
Price: $3.10
Shares after: 5,000
Date: 18 Sep 2024
Ownership: Direct

AMRK transaction

Common Stock, par value $0.01 per share

Sale

Transaction value: $5,861
Shares: -130
Change %: -2.6%
Price: $45.09
Shares after: 4,870
Date: 18 Sep 2024
Ownership: Direct
Footnotes: F3

AMRK transaction

Common Stock, par value $0.01 per share

Sale

Transaction value: $211,323
Shares: -4,870
Change %: -100%
Price: $43.39
Shares after: 0
Date: 18 Sep 2024
Ownership: Direct
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMRK transaction Derivative

Stock option (right to buy)

Options Exercise

Transaction value: $46,824
Shares: -17,089
Change %: -85%
Price: $2.74
Shares after: 2,911
Date: 18 Sep 2024
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 17,089
Exercise price: $2.74
Footnotes: F5

AMRK transaction Derivative

Stock option (right to buy)

Options Exercise

Transaction value: $7,976
Shares: -2,911
Change %: -100%
Price: $2.74
Shares after: 0
Date: 18 Sep 2024
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 2,911
Exercise price: $2.74
Footnotes: F5

AMRK transaction Derivative

Stock option (right to buy)

Options Exercise

Transaction value: $15,097
Shares: -4,870
Change %: -97%
Price: $3.10
Shares after: 130
Date: 18 Sep 2024
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 4,870
Exercise price: $3.10
Footnotes: F6

AMRK transaction Derivative

Stock option (right to buy)

Options Exercise

Transaction value: $403
Shares: -130
Change %: -100%
Price: $3.10
Shares after: 0
Date: 18 Sep 2024
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 130
Exercise price: $3.10
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.42 to not more than $44.41. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

Footnote F2

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.43 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

Footnote F3

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $45.06 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

Footnote F4

The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.155 to not more than $44.10. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

Footnote F5

The option granted covered 30,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.

Footnote F6

The option granted covered 5,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.