Kathleen Taylor-Simpson - Jun 4, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Financial Officer
Signature
/s/ Carol Metlzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Jun 4, 2021
Transactions value $
-$545,523
Form type
4
Date filed
6/8/2021, 06:57 PM
Next filing
Sep 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $47.4K +5K $9.47 5K Jun 4, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$251K -5K -100% $50.25 0 Jun 4, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $161K +10K $16.10 10K Jun 4, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$503K -10K -100% $50.26 0 Jun 4, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5K -33.33% $0.00 10K Jun 4, 2021 Common Stock, par value $0.01 per share 5K $9.47 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -10K -100% $0.00* 0 Jun 4, 2021 Common Stock, par value $0.01 per share 10K $16.10 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $50.19 to not more than $50.49. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $50.18 to not more than $50.66. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form
F3 The option granted covered 15,000 shares, and vested or will vest 33.3% per year on June 30, 2020, 2021 and 2022.
F4 The option granted covered 10,000 shares, and vested 33.3% per year on January 26, 2018, 2019 and 2020.