Key facts
- This page summarizes Charles D. Vogt's Form 4 filing for DZS INC. (DZSIQ).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 10 Sep 2024, 19:30.
Charles D. Vogt - 06 Sep 2024 Form 4 Insider Report for DZS INC. (DZSIQ)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- DZSIQ
- Reported as of
- 06 Sep 2024
- Net transaction value
- -$37,874
- SEC form
- 4
- Accepted by SEC
- 10 Sep 2024, 19:30:23 UTC
- Prior SEC filing
- 03 Jul 2024
- Next SEC filing
- 11 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/Laura Larsen-Misunas as Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles D. Vogt filed Form 4 for DZS INC. (DZSIQ) on 10 Sep 2024.
Change
- Previous filing in this sequence was filed on 03 Jul 2024.
- Current net transaction value: -$37,874.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DZSI
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +200,000
- Change %
- +73%
- Price
- Shares after
- 475,246
- Date
- 06 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
DZSI
transaction
Common Stock
Tax liability
- Transaction value
- $37,874
- Shares
- -65,300
- Change %
- -14%
- Price
- $0.5800
- Shares after
- 409,946
- Date
- 06 Sep 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DZSI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +600,000
- Change %
- Price
- Shares after
- 600,000
- Date
- 06 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 600,000
- Exercise price
- Footnotes
- F3
DZSI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +600,000
- Change %
- Price
- Shares after
- 600,000
- Date
- 06 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 600,000
- Exercise price
- Footnotes
- F4
DZSI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -200,000
- Change %
- -33%
- Price
- Shares after
- 400,000
- Date
- 06 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
This represents the first vesting on September 6, 2024, in the amount of 200,000 units for a total amount vested of 200,000 of the restricted stock units issued on September 6, 2024. The remaining vesting will occur on September 6, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
Footnote F2
Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock.
Footnote F3
These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2024, 2025, and 2026, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
Footnote F4
These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and vest in three equal installments on September 6, 2025, 2026, and 2027, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.