Spencer Doran Hole - 03 Sep 2024 Form 4 Insider Report for STEM, INC. (STEM)

Reporting relationship: Chief Financial Officer & EVP
Issuer ticker: STEM
Reported as of: 03 Sep 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Sep 2024, 16:36:51 UTC
Prior SEC filing: 14 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Chen Zhang, attorney-in-fact

Key filing fact

Spencer Doran Hole filed Form 4 for STEM, INC. (STEM) on 03 Sep 2024.

Key facts

This page summarizes Spencer Doran Hole's Form 4 filing for STEM, INC. (STEM).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 03 Sep 2024, 16:36.

Change

Previous filing in this sequence was filed on 14 Aug 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STEM transaction Derivative

Restricted Stock Unit

Award

Transaction value: $0
Shares: +444,444
Change %
Price: $0.000000
Shares after: 444,444
Date: 03 Sep 2024
Ownership: Direct
Underlying class: Common Stock, Par Value $0.0001 Per Share
Underlying amount: 444,444
Exercise price: $0.000000
Footnotes: F1

STEM transaction Derivative

Restricted Stock Unit

Award

Transaction value: $0
Shares: +833,333
Change %: +188%
Price: $0.000000
Shares after: 1,277,777
Date: 03 Sep 2024
Ownership: Direct
Underlying class: Common Stock, Par Value $0.0001 Per Share
Underlying amount: 833,333
Exercise price: $0.000000
Footnotes: F2

STEM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +277,778
Change %
Price: $0.000000
Shares after: 277,778
Date: 03 Sep 2024
Ownership: Direct
Underlying class: Common Stock, Par Value $0.0001 Per Share
Underlying amount: 277,778
Exercise price: $0.5800
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The RSU award vests 100% on November 7, 2025.

Footnote F2

The RSU award vests in three annual installments (33% / 33% / 34%).

Footnote F3

The option award vests in three annual installments (33% / 33% / 34%).

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