Key facts
- This page summarizes Tony Satterthwaite's Form 4 filing for CUMMINS INC (CMI).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 27 Aug 2024, 18:54.
Tony Satterthwaite - 23 Aug 2024 Form 4 Insider Report for CUMMINS INC (CMI)
- Reporting relationship
- Senior Vice President
- Issuer ticker
- CMI
- Reported as of
- 23 Aug 2024
- Net transaction value
- -$4,829,443
- SEC form
- 4
- Accepted by SEC
- 27 Aug 2024, 18:54:46 UTC
- Prior SEC filing
- 19 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Tony Satterthwaite filed Form 4 for CUMMINS INC (CMI) on 27 Aug 2024.
Change
- Previous filing in this sequence was filed on 19 Mar 2024.
- Current net transaction value: -$4,829,443.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
This filing has been restated.
Open the amended filing.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CMI
transaction
Common
Options Exercise
- Transaction value
- $2,645,432
- Shares
- +24,250
- Change %
- +31%
- Price
- $109.09
- Shares after
- 101,692
- Date
- 23 Aug 2024
- Ownership
- Direct
CMI
transaction
Common
Sale
- Transaction value
- $124,032
- Shares
- -400
- Change %
- -0.39%
- Price
- $310.08
- Shares after
- 101,292
- Date
- 23 Aug 2024
- Ownership
- Direct
- Footnotes
- F1
CMI
transaction
Common
Sale
- Transaction value
- $1,291,885
- Shares
- -4,174
- Change %
- -4.1%
- Price
- $309.51
- Shares after
- 97,118
- Date
- 23 Aug 2024
- Ownership
- Direct
- Footnotes
- F2
CMI
transaction
Common
Sale
- Transaction value
- $2,398,421
- Shares
- -7,800
- Change %
- -8%
- Price
- $307.49
- Shares after
- 89,318
- Date
- 23 Aug 2024
- Ownership
- Direct
- Footnotes
- F3
CMI
transaction
Common
Sale
- Transaction value
- $3,660,537
- Shares
- -11,876
- Change %
- -13%
- Price
- $308.23
- Shares after
- 77,442
- Date
- 23 Aug 2024
- Ownership
- Direct
- Footnotes
- F4
CMI
holding
Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,394
- Date
- 23 Aug 2024
- Ownership
- By 401(k) Plan
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CMI
transaction
Derivative
Stock Option (Right-to-Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -24,250
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 23 Aug 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 24,250
- Exercise price
- $109.09
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,510
- Date
- 23 Aug 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 24,510
- Exercise price
- $142.12
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,630
- Date
- 23 Aug 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 15,630
- Exercise price
- $149.72
CMI
holding
Derivative
Stock Option (Right-to-Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,250
- Date
- 23 Aug 2024
- Ownership
- Direct
- Underlying class
- Common
- Underlying amount
- 9,250
- Exercise price
- $166.18
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $310.0200 - $310.1900. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Footnote F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $308.9600 - $309.9582. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Footnote F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $306.8850 - $307.8700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Footnote F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Footnote F5
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.