Tony Satterthwaite - Mar 18, 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role: Senior Vice President
Signature: /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol: CMI
Transactions as of: Mar 18, 2024
Transactions value $: $0
Form type: 4
Date filed: 3/19/2024, 04:31 PM
Previous filing: Mar 5, 2024
Next filing: Sep 13, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Other	$0	-334	-0.43%	$0.00	77.4K	Mar 18, 2024	Direct	F1, F2
holding	CMI	Common						2.4K	Mar 18, 2024	By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
holding	CMI	Stock Option (Right-to-Buy)	24.3K	Mar 18, 2024	Common	24.3K	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)	24.5K	Mar 18, 2024	Common	24.5K	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)	15.6K	Mar 18, 2024	Common	15.6K	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)	9.25K	Mar 18, 2024	Common	9.25K	$166.18	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051 ) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.
F2	Pursuant to the Exchange Offer, the Reporting Person disposed of 333.5447 shares of Cummins common stock in exchange for 4,012 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.

Content

Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051 ) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.

Pursuant to the Exchange Offer, the Reporting Person disposed of 333.5447 shares of Cummins common stock in exchange for 4,012 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.