Misty Dawn Kawecki - 02 Aug 2024 Form 4 Insider Report for DZS INC. (DZSIQ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Aug 2024, 16:29:39 UTC
Prior SEC filing
03 Jul 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Laura Larsen-Misunas as Power of Attorney

Key filing fact

Misty Dawn Kawecki filed Form 4 for DZS INC. (DZSIQ) on 06 Aug 2024.

Key facts

  • This page summarizes Misty Dawn Kawecki's Form 4 filing for DZS INC. (DZSIQ).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 06 Aug 2024, 16:29.

Change

  • Previous filing in this sequence was filed on 03 Jul 2024.
  • Current net transaction value: -$6,377.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DZSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+16,668
Change %
+18%
Price
Shares after
110,216
Date
02 Aug 2024
Ownership
Direct
Footnotes
F1
DZSI transaction

Common Stock

Tax liability

Transaction value
$6,377
Shares
-5,474
Change %
-5%
Price
$1.16
Shares after
104,742
Date
02 Aug 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DZSI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-16,668
Change %
-100%
Price
Shares after
0
Date
02 Aug 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,668
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This represents the third vesting on August 2, 2024 in the amount of 16,668 units for a total amount vested of 50,000 of the restricted stock units issued on August 2, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.

Footnote F2

Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.

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