Key facts
- This page summarizes Susan M. Valenti's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
- 5 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Aug 2024, 15:50.
Susan M. Valenti - 02 Aug 2024 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)
- Reporting relationship
- EVP, Corporate Marketing
- Issuer ticker
- TMP
- Reported as of
- 02 Aug 2024
- Net transaction value
- -$121,228
- SEC form
- 4
- Accepted by SEC
- 05 Aug 2024, 15:50:38 UTC
- Prior SEC filing
- 14 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- Susan M. Valenti
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Susan M. Valenti filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 05 Aug 2024.
Change
- Previous filing in this sequence was filed on 14 Nov 2023.
- Current net transaction value: -$121,228.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TMP
transaction
Common Stock
Options Exercise
- Transaction value
- $171,040
- Shares
- +3,475
- Change %
- +19%
- Price
- $49.22
- Shares after
- 21,508
- Date
- 02 Aug 2024
- Ownership
- Direct
TMP
transaction
Common Stock
Tax liability
- Transaction value
- $195,930
- Shares
- -3,071
- Change %
- -14%
- Price
- $63.80
- Shares after
- 18,437
- Date
- 02 Aug 2024
- Ownership
- Direct
- Footnotes
- F1
TMP
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -762
- Change %
- -4.1%
- Price
- $0.000000
- Shares after
- 17,675
- Date
- 02 Aug 2024
- Ownership
- Direct
- Footnotes
- F2
TMP
transaction
Common Stock
Tax liability
- Transaction value
- $96,337
- Shares
- -1,637
- Change %
- -9.3%
- Price
- $58.85
- Shares after
- 16,038
- Date
- 02 Aug 2024
- Ownership
- Direct
- Footnotes
- F3
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,166
- Date
- 02 Aug 2024
- Ownership
- 401(K) ESOP
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,712
- Date
- 02 Aug 2024
- Ownership
- By 401(K)/ISOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TMP
transaction
Derivative
Stock Appreciation Rights (SAR)
Options Exercise
- Transaction value
- $0
- Shares
- -3,475
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Aug 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,475
- Exercise price
- $49.22
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Susan M. Valenti is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
Footnote F2
Restricted stock shares forfeited due to retirement.
Footnote F3
Vested restricted shares withheld for taxes.
Footnote F4
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
SEC remarks
Ms. Valenti retired from Tompkins Financial Corporation effective 8/2/2024 and is no longer an insider.