Garrett Gruener - 08 Apr 2022 Form 4 Insider Report for NANOMIX Corp

Reporting relationship: Director, 10%+ Owner
Issuer ticker: N/A
Reported as of: 08 Apr 2022
Net transaction value: +$3,680,279
SEC form: 4
Accepted by SEC: 19 Dec 2022, 17:59:16 UTC
Prior SEC filing: 21 Sep 2022
Source filing: View source filing
Reporting owner signature: /s/ Garrett Gruener

Key filing fact

Garrett Gruener filed Form 4 for NANOMIX Corp on 19 Dec 2022.

Key facts

This page summarizes Garrett Gruener's Form 4 filing for NANOMIX Corp.
30 reported transactions and 28 derivative rows are listed below.
Accepted by SEC: 19 Dec 2022, 17:59.

Change

Previous filing in this sequence was filed on 21 Sep 2022.
Current net transaction value: +$3,680,279.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NNMX transaction

Common Stock

Purchase

Transaction value: $655
Shares: +2,620
Change %: +0.01%
Price: $0.2500
Shares after: 25,178,958
Date: 09 Dec 2022
Ownership: Direct

NNMX transaction

Common Stock

Purchase

Transaction value: $1,845
Shares: +7,380
Change %: +0.03%
Price: $0.2500
Shares after: 25,186,338
Date: 09 Dec 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $444,444
Shares
Change %
Price
Shares after: $2,492,666
Date: 08 Apr 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 378,573
Exercise price: $1.17
Footnotes: F1

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +568,974
Change %: +18%
Price
Shares after: 3,708,389
Date: 08 Apr 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 568,974
Exercise price: $1.17
Footnotes: F1

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $166,667
Shares
Change %
Price
Shares after: $2,659,333
Date: 26 Apr 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 141,965
Exercise price: $1.17
Footnotes: F2

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +213,366
Change %: +5.8%
Price
Shares after: 3,921,755
Date: 26 Apr 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 213,366
Exercise price: $1.17
Footnotes: F2

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $166,667
Shares
Change %
Price
Shares after: $2,826,000
Date: 13 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 141,965
Exercise price: $1.17
Footnotes: F3

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +213,366
Change %: +5.4%
Price
Shares after: 4,135,121
Date: 13 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 213,366
Exercise price: $1.17
Footnotes: F3

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $16,667
Shares
Change %
Price
Shares after: $2,842,666
Date: 19 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 14,196
Exercise price: $1.17
Footnotes: F4

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +21,337
Change %: +0.52%
Price
Shares after: 4,156,458
Date: 19 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 21,337
Exercise price: $1.17
Footnotes: F4

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $211,111
Shares
Change %
Price
Shares after: $3,053,778
Date: 25 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 179,822
Exercise price: $1.17
Footnotes: F5

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +270,263
Change %: +6.5%
Price
Shares after: 4,426,721
Date: 25 May 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 270,263
Exercise price: $1.17
Footnotes: F5

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $172,222
Shares
Change %
Price
Shares after: $3,226,000
Date: 10 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 146,697
Exercise price: $1.17
Footnotes: F6

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +220,478
Change %: +5%
Price
Shares after: 4,647,199
Date: 10 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 220,478
Exercise price: $1.17
Footnotes: F6

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $194,444
Shares
Change %
Price
Shares after: $3,420,444
Date: 22 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 165,636
Exercise price: $1.17
Footnotes: F7

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +248,927
Change %: +5.4%
Price
Shares after: 4,896,126
Date: 22 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 248,927
Exercise price: $1.17
Footnotes: F7

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $194,444
Shares
Change %
Price
Shares after: $3,614,889
Date: 13 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 165,636
Exercise price: $1.17
Footnotes: F8

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +248,927
Change %: +5.1%
Price
Shares after: 5,145,053
Date: 13 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 248,927
Exercise price: $1.17
Footnotes: F8

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $555,556
Shares
Change %
Price
Shares after: $4,170,444
Date: 27 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 479,216
Exercise price: $1.17
Footnotes: F9

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +711,218
Change %: +14%
Price
Shares after: 5,856,271
Date: 27 Jul 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 711,218
Exercise price: $1.17
Footnotes: F9

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $555,556
Shares
Change %
Price
Shares after: $4,726,000
Date: 23 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 479,216
Exercise price: $1.17
Footnotes: F10

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +711,218
Change %: +12%
Price
Shares after: 6,567,489
Date: 23 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 711,218
Exercise price: $1.17
Footnotes: F10

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $277,778
Shares
Change %
Price
Shares after: $5,003,778
Date: 09 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 236,608
Exercise price: $1.17
Footnotes: F11

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +355,609
Change %: +5.4%
Price
Shares after: 6,923,098
Date: 09 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 355,609
Exercise price: $1.17
Footnotes: F11

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $277,778
Shares
Change %
Price
Shares after: $5,281,555
Date: 11 Oct 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 236,608
Exercise price: $1.17
Footnotes: F12

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +355,609
Change %: +5.1%
Price
Shares after: 7,278,707
Date: 11 Oct 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 355,609
Exercise price: $1.17
Footnotes: F12

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $277,778
Shares
Change %
Price
Shares after: $5,559,333
Date: 10 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 236,608
Exercise price: $1.17
Footnotes: F13

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +355,610
Change %: +4.9%
Price
Shares after: 7,634,317
Date: 10 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 355,610
Exercise price: $1.17
Footnotes: F13

NNMX transaction Derivative

Senior Secured Convertible Promissory Note

Purchase

Transaction value: $166,667
Shares
Change %
Price
Shares after: $5,726,000
Date: 28 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 141,965
Exercise price: $1.17
Footnotes: F14

NNMX transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +213,366
Change %: +2.8%
Price
Shares after: 7,847,683
Date: 28 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 213,366
Exercise price: $1.17
Footnotes: F14

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 14 footnotes

Footnote F1

On April 8, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $444,444 (the "4/8 Note") and (ii) a warrant to purchase 568,974 shares of the Issuer's common stock (the "4/8 Warrant") for an aggregate purchase price of $400,000. The 4/8 Note matures on April 8, 2024 unless earlier converted or extended as set forth in the 4/8 Note. The 4/8 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/8 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F2

On April 26, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "4/26 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "4/26 Warrant") for an aggregate purchase price of $150,000. The 4/26 Note matures on April 26, 2024 unless earlier converted or extended as set forth in the 4/26 Note. The 4/26 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/26 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F3

On May 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "5/13 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "5/13 Warrant") for an aggregate purchase price of $150,000. The 5/13 Note matures on May 13, 2024 unless earlier converted or extended as set forth in the 5/13 Note. The 5/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F4

On May 19, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $16,667 (the "5/19 Note") and (ii) a warrant to purchase 21,337 shares of the Issuer's common stock (the "5/19 Warrant") for an aggregate purchase price of $15,000. The 5/19 Note matures on May 19, 2024 unless earlier converted or extended as set forth in the 5/19 Note. The 5/19 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/19 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F5

On May 25, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $211,111 (the "5/25 Note") and (ii) a warrant to purchase 270,263 shares of the Issuer's common stock (the "5/25 Warrant") for an aggregate purchase price of $190,000. The 5/25 Note matures on May 25, 2024 unless earlier converted or extended as set forth in the 5/25 Note. The 5/25 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/25 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F6

On June 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $172,222 (the "6/10 Note") and (ii) a warrant to purchase 220,478 shares of the Issuer's common stock (the "6/10 Warrant") for an aggregate purchase price of $155,000. The 6/10 Note matures on June 10, 2024 unless earlier converted or extended as set forth in the 6/10 Note. The 6/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/10Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F7

On June 22, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "6/22 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "6/22 Warrant") for an aggregate purchase price of $175,000. The 6/22 Note matures on June 22, 2024 unless earlier converted or extended as set forth in the 6/22 Note. The 6/22 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/22 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F8

On July 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "7/13 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "7/13 Warrant") for an aggregate purchase price of $175,000. The 7/13 Note matures on July 13, 2024 unless earlier converted or extended as set forth in the 7/13 Note. The 7/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F9

On July 27, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "7/27 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "7/27 Warrant") for an aggregate purchase price of $500,000. The 7/27 Note matures on July 27, 2024 unless earlier converted or extended as set forth in the 7/27 Note. The 7/27 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/27 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F10

On August 23, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "8/23 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "8/23 Warrant") for an aggregate purchase price of $500,000. The 8/23 Note matures on August 23, 2024 unless earlier converted or extended as set forth in the 8/23 Note. The 8/23 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 8/23 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F11

On September 9, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "9/9 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "9/9 Warrant") for an aggregate purchase price of $250,000. The 9/9 Note matures on September 9, 2024 unless earlier converted or extended as set forth in the 9/9 Note. The 9/9 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 9/9 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F12

On October 11, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "10/11 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "10/11 Warrant") for an aggregate purchase price of $250,000. The 10/11 Note matures on October 11, 2024 unless earlier converted or extended as set forth in the 10/11 Note. The 10/11 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 10/11 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F13

On November 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "11/10 Note") and (ii) a warrant to purchase 355,610 shares of the Issuer's common stock (the "11/10 Warrant") for an aggregate purchase price of $250,000. The 11/10 Note matures on November 10, 2024 unless earlier converted or extended as set forth in the 11/10 Note. The 11/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/10 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Footnote F14

On November 28, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "11/28 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "11/28 Warrant") for an aggregate purchase price of $150,000. The 11/28 Note matures on November 28, 2024 unless earlier converted or extended as set forth in the 11/28 Note. The 11/28 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/28 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.