Garrett Gruener - 25 Jun 2021 Form 4 Insider Report for NANOMIX Corp

Role
Director, 10%+ Owner
Signature
/s/ Garrett Gruener
Issuer symbol
N/A
Transactions as of
25 Jun 2021
Net transactions value
+$2,054,567
Form type
4
Filing time
21 Sep 2022, 12:09:34 UTC
Previous filing
21 Sep 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NNMX Common Stock Conversion of derivative security +25,160,338 25,160,338 02 Mar 2022 Direct F3
transaction NNMX Common Stock Purchase $18.24 +32 +0% $0.5700 25,160,370 18 Aug 2022 Direct
transaction NNMX Common Stock Purchase $1,187 +2,968 +0.01% $0.4000 25,163,306 19 Aug 2022 Direct
transaction NNMX Common Stock Purchase $540 +1,500 +0.01% $0.3600 25,174,838 22 Aug 2022 Direct
transaction NNMX Common Stock Purchase $4,600 +11,500 +0.05% $0.4000 25,176,338 22 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NNMX Senior Secured Convertible Promissory Note Other $1,603,778 $1,603,778 25 Jun 2021 Common Stock 134,771,261 $0.0119 Direct F1
transaction NNMX Common Stock Purchase Warrants Other +134,771,261 134,771,261 25 Jun 2021 Common Stock 134,771,261 $0.0119 Direct F1
transaction NNMX Senior Secured Convertible Promissory Note Purchase $444,444 $2,048,222 28 Feb 2022 Common Stock 37,348,235 $0.0119 Direct F2
transaction NNMX Common Stock Purchase Warrants Purchase +37,348,235 +28% 172,119,496 28 Feb 2022 Common Stock 37,348,235 $0.0119 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 25, 2021, Reporting Person exchanged a promissory note in the principal amount of $1,603,778 for (i) a senior secured convertible note for an aggregate principal amount of $1,603,778 (the "June 2021 Note") and (ii) a warrant to purchase 134,771,261 shares of the Issuer's common stock (the "June 2021 Warrant"). The June 2021 Note matures on June 25, 2023. The June 2021 Note is convertible at any time into shares of the Issuer's common stock equal to $0.0119 (the "Conversion Price"). The June 2021 Warrant is exercisable at any time into shares of common stock equal to $0.0119 (the "Exercise Price"). On March 2, 2022, the Conversion Price and Exercise Price were adjusted to $2.0587 upon consummation of the Issuer's previously announced reverse split. The Conversion Price and Exercise Price were again amended to $1.1717 in March 2022. At any time during any Event of Default, the Conversion Price in effect may be equal to the Alternative Conversion Price (as defined in the Note).
F2 On February 28, 2022, Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $444,444 (the "February 2022 Note") and (ii) a warrant to purchase 37,348,235 shares of the Issuer's common stock (the "February 2022 Warrant") for an aggregate purchase price of $400,000. The February 2022 Note matures on February 28, 2024. The February 2022 Note is convertible at any time into shares of the Issuer's common stock at the Conversion Price. The June 2021 Warrant is exercisable at any time into shares of the Issuer's common stock at the Exercise Price. On March 2, 2022, the Conversion Price and Exercise Price were adjusted to $2.0587 upon consummation of the Issuer's previously announced reverse split. The Conversion Price and Exercise Price were again amended to $1.1717 in March 2022. At any time during the continuance of any Event of Default, the Conversion Price in effect may be equal to the Alternative Conversion Price.
F3 On March 2, 2022, the Reporting Person's Series C Preferred Stock automatically converted into an aggregate of 25,160,338 shares of the Issuer's common stock upon consummation of the Issuer's previously announced reverse stock split.