Jubal R. Thompson - 10 Jan 2024 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Reporting relationship: General Counsel & EVP
Issuer ticker: CHCI
Reported as of: 10 Jan 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 Jul 2024, 16:20:51 UTC
Prior SEC filing: 11 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Jubal R. Thompson

Key filing fact

Jubal R. Thompson filed Form 4 for Comstock Holding Companies, Inc. (CHCI) on 11 Jul 2024.

Key facts

This page summarizes Jubal R. Thompson's Form 4 filing for Comstock Holding Companies, Inc. (CHCI).
22 reported transactions and 11 derivative rows are listed below.
Accepted by SEC: 11 Jul 2024, 16:20.

Change

Previous filing in this sequence was filed on 11 Jul 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +2,790
Change %: +1.9%
Price: $0.000000
Shares after: 150,977
Date: 10 Jan 2024
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +22,322
Change %: +15%
Price: $0.000000
Shares after: 173,299
Date: 10 Jan 2024
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -10,824
Change %: -6.2%
Price
Shares after: 162,475
Date: 10 Jan 2024
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +1,444
Change %: +0.89%
Price: $0.000000
Shares after: 163,919
Date: 11 Jan 2024
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +1,254
Change %: +0.77%
Price: $0.000000
Shares after: 165,173
Date: 11 Jan 2024
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +1,398
Change %: +0.85%
Price: $0.000000
Shares after: 166,571
Date: 11 Jan 2024
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -1,767
Change %: -1.1%
Price
Shares after: 164,804
Date: 11 Jan 2024
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Award

Transaction value: $0
Shares: +6,930
Change %: +4.2%
Price: $0.000000
Shares after: 171,734
Date: 13 Mar 2024
Ownership: Direct
Footnotes: F2

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -2,987
Change %: -1.7%
Price
Shares after: 168,747
Date: 13 Mar 2024
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +39,112
Change %: +23%
Price: $0.000000
Shares after: 207,859
Date: 09 Jul 2024
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -16,858
Change %: -8.1%
Price
Shares after: 191,001
Date: 09 Jul 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,790
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 Jan 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 2,790
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -22,322
Change %: -40%
Price: $0.000000
Shares after: 33,682
Date: 10 Jan 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 22,322
Exercise price
Footnotes: F3, F5

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -27,902
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 27,902
Exercise price
Footnotes: F3, F6

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,444
Change %: -50%
Price: $0.000000
Shares after: 1,443
Date: 11 Jan 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,444
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,443
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,443
Exercise price
Footnotes: F3, F7

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,254
Change %: -33%
Price: $0.000000
Shares after: 2,508
Date: 11 Jan 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,254
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,508
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 2,508
Exercise price
Footnotes: F3, F7

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,398
Change %: -25%
Price: $0.000000
Shares after: 4,192
Date: 11 Jan 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,398
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,795
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 2,795
Exercise price
Footnotes: F3, F6

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value: $0
Shares: +8,926
Change %
Price: $0.000000
Shares after: 8,926
Date: 11 Jan 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 8,926
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -4,464
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 4,464
Exercise price
Footnotes: F3, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 7 footnotes

Footnote F1

Shares withheld at fair market value on vesting date

Footnote F2

Reflects vesting of performance-based restricted stock units

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

Footnote F4

Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Footnote F5

Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027

Footnote F6

Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. All remaining restricted stock units outstanding were forfeited as of the July 9, 2024 employment separation date.

Footnote F7

Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement.