Jubal R. Thompson - Mar 6, 2018 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
General Counsel & EVP
Signature
/s/ Jubal R. Thompson
Stock symbol
CHCI
Transactions as of
Mar 6, 2018
Transactions value $
$52,163
Form type
4
Date filed
7/11/2024, 04:20 PM
Next filing
Jul 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16.3K +29.7% $0.00 71K Mar 6, 2018 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -6.43K -9.06% 64.5K Mar 6, 2018 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16.3K +25.18% $0.00 80.8K Mar 6, 2019 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4.89K -6.06% 75.9K Mar 6, 2019 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16.3K +21.41% $0.00 92.1K Mar 6, 2020 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4.89K -5.31% 87.2K Mar 6, 2020 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +3.2% $0.00 90K Jan 10, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +5.58K +6.2% $0.00 95.6K Jan 10, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2.51K -2.62% 93.1K Jan 10, 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $52.2K +24.4K +26.18% $2.14 117K Feb 9, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -11.7K -9.95% 106K Feb 9, 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16.3K +15.36% $0.00 122K Mar 6, 2021 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4.89K -4.01% 117K Mar 6, 2021 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +2.38% $0.00 120K Jan 10, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +11.2K +9.31% $0.00 131K Jan 10, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -4.2K -3.2% 127K Jan 10, 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.44K +1.14% $0.00 128K Jan 11, 2022 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -435 -0.34% 128K Jan 11, 2022 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +2.18% $0.00 131K Jan 10, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +16.7K +12.81% $0.00 147K Jan 10, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -7.28K -4.94% 140K Jan 10, 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.44K +1.03% $0.00 142K Jan 11, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.26K +0.89% $0.00 143K Jan 11, 2023 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -813 -0.57% 142K Jan 11, 2023 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +9.95K +7% $0.00 152K Mar 15, 2023 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -3.81K -2.5% 148K Mar 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Award $0 +11.2K $0.00 11.2K Jan 2, 2020 Class A Common Stock, $0.01 par value 11.2K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -25% $0.00 8.37K Jan 10, 2021 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -33.33% $0.00 5.58K Jan 10, 2022 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -50% $0.00 2.79K Jan 10, 2023 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +89.3K $0.00 89.3K Jan 2, 2020 Class A Common Stock, $0.01 par value 89.3K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -5.58K -6.25% $0.00 83.7K Jan 10, 2021 Class A Common Stock, $0.01 par value 5.58K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -11.2K -13.3% $0.00 72.7K Jan 10, 2022 Class A Common Stock, $0.01 par value 11.2K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -16.7K -23.01% $0.00 56K Jan 10, 2023 Class A Common Stock, $0.01 par value 16.7K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5.78K $0.00 5.78K Jan 11, 2021 Class A Common Stock, $0.01 par value 5.78K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.44K -25% $0.00 4.33K Jan 11, 2022 Class A Common Stock, $0.01 par value 1.44K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.44K -33.34% $0.00 2.89K Jan 11, 2023 Class A Common Stock, $0.01 par value 1.44K Direct F3, F4
transaction CHCI Stock Options (Right to buy) Options Exercise $0 -24.4K -75% $0.00 8.13K Feb 9, 2021 Class A Common Stock, $0.01 par value 24.4K $2.14 Direct
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5.02K $0.00 5.02K Jan 11, 2022 Class A Common Stock, $0.01 par value 5.02K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.26K -25.01% $0.00 3.76K Jan 11, 2023 Class A Common Stock, $0.01 par value 1.26K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Award $0 +5.59K $0.00 5.59K Jan 11, 2023 Class A Common Stock, $0.01 par value 5.59K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027