Jubal R. Thompson - Mar 6, 2018 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role: General Counsel & EVP
Signature: /s/ Jubal R. Thompson
Stock symbol: CHCI
Transactions as of: Mar 6, 2018
Transactions value $: $52,163
Form type: 4
Date filed: 7/11/2024, 04:20 PM
Next filing: Jul 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+16.3K	+29.7%	$0.00	71K	Mar 6, 2018	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-6.43K	-9.06%		64.5K	Mar 6, 2018	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+16.3K	+25.18%	$0.00	80.8K	Mar 6, 2019	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-4.89K	-6.06%		75.9K	Mar 6, 2019	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+16.3K	+21.41%	$0.00	92.1K	Mar 6, 2020	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-4.89K	-5.31%		87.2K	Mar 6, 2020	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+2.79K	+3.2%	$0.00	90K	Jan 10, 2021	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+5.58K	+6.2%	$0.00	95.6K	Jan 10, 2021	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-2.51K	-2.62%		93.1K	Jan 10, 2021	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$52.2K	+24.4K	+26.18%	$2.14	117K	Feb 9, 2021	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-11.7K	-9.95%		106K	Feb 9, 2021	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+16.3K	+15.36%	$0.00	122K	Mar 6, 2021	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-4.89K	-4.01%		117K	Mar 6, 2021	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+2.79K	+2.38%	$0.00	120K	Jan 10, 2022	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+11.2K	+9.31%	$0.00	131K	Jan 10, 2022	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-4.2K	-3.2%		127K	Jan 10, 2022	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+1.44K	+1.14%	$0.00	128K	Jan 11, 2022	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-435	-0.34%		128K	Jan 11, 2022	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+2.79K	+2.18%	$0.00	131K	Jan 10, 2023	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+16.7K	+12.81%	$0.00	147K	Jan 10, 2023	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-7.28K	-4.94%		140K	Jan 10, 2023	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+1.44K	+1.03%	$0.00	142K	Jan 11, 2023	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Options Exercise	$0	+1.26K	+0.89%	$0.00	143K	Jan 11, 2023	Direct
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-813	-0.57%		142K	Jan 11, 2023	Direct	F1
transaction	CHCI	Class A Common Stock, $0.01 par value	Award	$0	+9.95K	+7%	$0.00	152K	Mar 15, 2023	Direct	F2
transaction	CHCI	Class A Common Stock, $0.01 par value	Tax liability		-3.81K	-2.5%		148K	Mar 15, 2023	Direct	F1

Showing 1 to 26 of 26 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHCI	Restricted Stock Units (RSUs)	Award	$0	+11.2K		$0.00	11.2K	Jan 2, 2020	Class A Common Stock, $0.01 par value	11.2K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-2.79K	-25%	$0.00	8.37K	Jan 10, 2021	Class A Common Stock, $0.01 par value	2.79K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-2.79K	-33.33%	$0.00	5.58K	Jan 10, 2022	Class A Common Stock, $0.01 par value	2.79K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-2.79K	-50%	$0.00	2.79K	Jan 10, 2023	Class A Common Stock, $0.01 par value	2.79K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Award	$0	+89.3K		$0.00	89.3K	Jan 2, 2020	Class A Common Stock, $0.01 par value	89.3K		Direct	F3, F5
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-5.58K	-6.25%	$0.00	83.7K	Jan 10, 2021	Class A Common Stock, $0.01 par value	5.58K		Direct	F3, F5
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-11.2K	-13.3%	$0.00	72.7K	Jan 10, 2022	Class A Common Stock, $0.01 par value	11.2K		Direct	F3, F5
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-16.7K	-23.01%	$0.00	56K	Jan 10, 2023	Class A Common Stock, $0.01 par value	16.7K		Direct	F3, F5
transaction	CHCI	Restricted Stock Units (RSUs)	Award	$0	+5.78K		$0.00	5.78K	Jan 11, 2021	Class A Common Stock, $0.01 par value	5.78K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-1.44K	-25%	$0.00	4.33K	Jan 11, 2022	Class A Common Stock, $0.01 par value	1.44K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-1.44K	-33.34%	$0.00	2.89K	Jan 11, 2023	Class A Common Stock, $0.01 par value	1.44K		Direct	F3, F4
transaction	CHCI	Stock Options (Right to buy)	Options Exercise	$0	-24.4K	-75%	$0.00	8.13K	Feb 9, 2021	Class A Common Stock, $0.01 par value	24.4K	$2.14	Direct
transaction	CHCI	Restricted Stock Units (RSUs)	Award	$0	+5.02K		$0.00	5.02K	Jan 11, 2022	Class A Common Stock, $0.01 par value	5.02K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Options Exercise	$0	-1.26K	-25.01%	$0.00	3.76K	Jan 11, 2023	Class A Common Stock, $0.01 par value	1.26K		Direct	F3, F4
transaction	CHCI	Restricted Stock Units (RSUs)	Award	$0	+5.59K		$0.00	5.59K	Jan 11, 2023	Class A Common Stock, $0.01 par value	5.59K		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Shares withheld at fair market value on vesting date
F2	Reflects vesting of performance-based restricted stock units
F3	Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4	Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5	Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027