Jubal R. Thompson - 06 Mar 2018 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Reporting relationship: General Counsel & EVP
Issuer ticker: CHCI
Reported as of: 06 Mar 2018
Net transaction value: +$52,162
SEC form: 4
Accepted by SEC: 11 Jul 2024, 16:20:27 UTC
Next SEC filing: 11 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Jubal R. Thompson

Key filing fact

Jubal R. Thompson filed Form 4 for Comstock Holding Companies, Inc. (CHCI) on 11 Jul 2024.

Key facts

This page summarizes Jubal R. Thompson's Form 4 filing for Comstock Holding Companies, Inc. (CHCI).
41 reported transactions and 15 derivative rows are listed below.
Accepted by SEC: 11 Jul 2024, 16:20.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$52,162.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +16,250
Change %: +30%
Price: $0.000000
Shares after: 70,955
Date: 06 Mar 2018
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -6,425
Change %: -9.1%
Price
Shares after: 64,530
Date: 06 Mar 2018
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +16,250
Change %: +25%
Price: $0.000000
Shares after: 80,780
Date: 06 Mar 2019
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -4,892
Change %: -6.1%
Price
Shares after: 75,888
Date: 06 Mar 2019
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +16,250
Change %: +21%
Price: $0.000000
Shares after: 92,138
Date: 06 Mar 2020
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -4,891
Change %: -5.3%
Price
Shares after: 87,247
Date: 06 Mar 2020
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +2,790
Change %: +3.2%
Price: $0.000000
Shares after: 90,037
Date: 10 Jan 2021
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +5,580
Change %: +6.2%
Price: $0.000000
Shares after: 95,617
Date: 10 Jan 2021
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -2,509
Change %: -2.6%
Price
Shares after: 93,108
Date: 10 Jan 2021
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $52,162
Shares: +24,375
Change %: +26%
Price: $2.14
Shares after: 117,483
Date: 09 Feb 2021
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -11,688
Change %: -9.9%
Price
Shares after: 105,795
Date: 09 Feb 2021
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +16,250
Change %: +15%
Price: $0.000000
Shares after: 122,045
Date: 06 Mar 2021
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -4,892
Change %: -4%
Price
Shares after: 117,153
Date: 06 Mar 2021
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +2,790
Change %: +2.4%
Price: $0.000000
Shares after: 119,943
Date: 10 Jan 2022
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +11,161
Change %: +9.3%
Price: $0.000000
Shares after: 131,104
Date: 10 Jan 2022
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -4,200
Change %: -3.2%
Price
Shares after: 126,904
Date: 10 Jan 2022
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +1,444
Change %: +1.1%
Price: $0.000000
Shares after: 128,348
Date: 11 Jan 2022
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -435
Change %: -0.34%
Price
Shares after: 127,913
Date: 11 Jan 2022
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +2,790
Change %: +2.2%
Price: $0.000000
Shares after: 130,703
Date: 10 Jan 2023
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +16,741
Change %: +13%
Price: $0.000000
Shares after: 147,444
Date: 10 Jan 2023
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -7,282
Change %: -4.9%
Price
Shares after: 140,162
Date: 10 Jan 2023
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +1,444
Change %: +1%
Price: $0.000000
Shares after: 141,606
Date: 11 Jan 2023
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Options Exercise

Transaction value: $0
Shares: +1,255
Change %: +0.89%
Price: $0.000000
Shares after: 142,861
Date: 11 Jan 2023
Ownership: Direct

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -813
Change %: -0.57%
Price
Shares after: 142,048
Date: 11 Jan 2023
Ownership: Direct
Footnotes: F1

CHCI transaction

Class A Common Stock, $0.01 par value

Award

Transaction value: $0
Shares: +9,945
Change %: +7%
Price: $0.000000
Shares after: 151,993
Date: 15 Mar 2023
Ownership: Direct
Footnotes: F2

CHCI transaction

Class A Common Stock, $0.01 par value

Tax liability

Transaction value
Shares: -3,806
Change %: -2.5%
Price
Shares after: 148,187
Date: 15 Mar 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value: $0
Shares: +11,160
Change %
Price: $0.000000
Shares after: 11,160
Date: 02 Jan 2020
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 11,160
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,790
Change %: -25%
Price: $0.000000
Shares after: 8,370
Date: 10 Jan 2021
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 2,790
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,790
Change %: -33%
Price: $0.000000
Shares after: 5,580
Date: 10 Jan 2022
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 2,790
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,790
Change %: -50%
Price: $0.000000
Shares after: 2,790
Date: 10 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 2,790
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value: $0
Shares: +89,286
Change %
Price: $0.000000
Shares after: 89,286
Date: 02 Jan 2020
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 89,286
Exercise price
Footnotes: F3, F5

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -5,580
Change %: -6.2%
Price: $0.000000
Shares after: 83,706
Date: 10 Jan 2021
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 5,580
Exercise price
Footnotes: F3, F5

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -11,161
Change %: -13%
Price: $0.000000
Shares after: 72,745
Date: 10 Jan 2022
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 11,161
Exercise price
Footnotes: F3, F5

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -16,741
Change %: -23%
Price: $0.000000
Shares after: 56,004
Date: 10 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 16,741
Exercise price
Footnotes: F3, F5

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value: $0
Shares: +5,775
Change %
Price: $0.000000
Shares after: 5,775
Date: 11 Jan 2021
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 5,775
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,444
Change %: -25%
Price: $0.000000
Shares after: 4,331
Date: 11 Jan 2022
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,444
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,444
Change %: -33%
Price: $0.000000
Shares after: 2,887
Date: 11 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,444
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Stock Options (Right to buy)

Options Exercise

Transaction value: $0
Shares: -24,375
Change %: -75%
Price: $0.000000
Shares after: 8,125
Date: 09 Feb 2021
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 24,375
Exercise price: $2.14

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value: $0
Shares: +5,017
Change %
Price: $0.000000
Shares after: 5,017
Date: 11 Jan 2022
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 5,017
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -1,255
Change %: -25%
Price: $0.000000
Shares after: 3,762
Date: 11 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 1,255
Exercise price
Footnotes: F3, F4

CHCI transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value: $0
Shares: +5,590
Change %
Price: $0.000000
Shares after: 5,590
Date: 11 Jan 2023
Ownership: Direct
Underlying class: Class A Common Stock, $0.01 par value
Underlying amount: 5,590
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

Shares withheld at fair market value on vesting date

Footnote F2

Reflects vesting of performance-based restricted stock units

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock

Footnote F4

Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date

Footnote F5

Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027