Jubal R. Thompson - 10 Jan 2024 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
General Counsel & EVP
Signature
/s/ Jubal R. Thompson
Issuer symbol
CHCI
Transactions as of
10 Jan 2024
Net transactions value
$0
Form type
4
Filing time
11 Jul 2024, 16:20:51 UTC
Previous filing
11 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2,790 +1.9% $0.000000 150,977 10 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +22,322 +15% $0.000000 173,299 10 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -10,824 -6.2% 162,475 10 Jan 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,444 +0.89% $0.000000 163,919 11 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,254 +0.77% $0.000000 165,173 11 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1,398 +0.85% $0.000000 166,571 11 Jan 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -1,767 -1.1% 164,804 11 Jan 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +6,930 +4.2% $0.000000 171,734 13 Mar 2024 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2,987 -1.7% 168,747 13 Mar 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +39,112 +23% $0.000000 207,859 09 Jul 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -16,858 -8.1% 191,001 09 Jul 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,790 -100% $0.000000* 0 10 Jan 2024 Class A Common Stock, $0.01 par value 2,790 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -22,322 -40% $0.000000 33,682 10 Jan 2024 Class A Common Stock, $0.01 par value 22,322 Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -27,902 -100% $0.000000* 0 09 Jul 2024 Class A Common Stock, $0.01 par value 27,902 Direct F3, F6
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,444 -50% $0.000000 1,443 11 Jan 2024 Class A Common Stock, $0.01 par value 1,444 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,443 -100% $0.000000* 0 09 Jul 2024 Class A Common Stock, $0.01 par value 1,443 Direct F3, F7
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,254 -33% $0.000000 2,508 11 Jan 2024 Class A Common Stock, $0.01 par value 1,254 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,508 -100% $0.000000* 0 09 Jul 2024 Class A Common Stock, $0.01 par value 2,508 Direct F3, F7
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1,398 -25% $0.000000 4,192 11 Jan 2024 Class A Common Stock, $0.01 par value 1,398 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2,795 -100% $0.000000* 0 09 Jul 2024 Class A Common Stock, $0.01 par value 2,795 Direct F3, F6
transaction CHCI Restricted Stock Units (RSUs) Award $0 +8,926 $0.000000 8,926 11 Jan 2024 Class A Common Stock, $0.01 par value 8,926 Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -4,464 -100% $0.000000* 0 09 Jul 2024 Class A Common Stock, $0.01 par value 4,464 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027
F6 Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. All remaining restricted stock units outstanding were forfeited as of the July 9, 2024 employment separation date.
F7 Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement.