Jubal R. Thompson - Jan 10, 2024 Form 4 Insider Report for Comstock Holding Companies, Inc. (CHCI)

Role
General Counsel & EVP
Signature
/s/ Jubal R. Thompson
Stock symbol
CHCI
Transactions as of
Jan 10, 2024
Transactions value $
$0
Form type
4
Date filed
7/11/2024, 04:20 PM
Previous filing
Jul 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +2.79K +1.88% $0.00 151K Jan 10, 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +22.3K +14.79% $0.00 173K Jan 10, 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -10.8K -6.25% 162K Jan 10, 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.44K +0.89% $0.00 164K Jan 11, 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.25K +0.77% $0.00 165K Jan 11, 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +1.4K +0.85% $0.00 167K Jan 11, 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -1.77K -1.06% 165K Jan 11, 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Award $0 +6.93K +4.2% $0.00 172K Mar 13, 2024 Direct F2
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -2.99K -1.74% 169K Mar 13, 2024 Direct F1
transaction CHCI Class A Common Stock, $0.01 par value Options Exercise $0 +39.1K +23.18% $0.00 208K Jul 9, 2024 Direct
transaction CHCI Class A Common Stock, $0.01 par value Tax liability -16.9K -8.11% 191K Jul 9, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.79K -100% $0.00* 0 Jan 10, 2024 Class A Common Stock, $0.01 par value 2.79K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -22.3K -39.86% $0.00 33.7K Jan 10, 2024 Class A Common Stock, $0.01 par value 22.3K Direct F3, F5
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -27.9K -100% $0.00* 0 Jul 9, 2024 Class A Common Stock, $0.01 par value 27.9K Direct F3, F6
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.44K -50.02% $0.00 1.44K Jan 11, 2024 Class A Common Stock, $0.01 par value 1.44K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.44K -100% $0.00* 0 Jul 9, 2024 Class A Common Stock, $0.01 par value 1.44K Direct F3, F7
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.25K -33.33% $0.00 2.51K Jan 11, 2024 Class A Common Stock, $0.01 par value 1.25K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.51K -100% $0.00* 0 Jul 9, 2024 Class A Common Stock, $0.01 par value 2.51K Direct F3, F7
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -1.4K -25.01% $0.00 4.19K Jan 11, 2024 Class A Common Stock, $0.01 par value 1.4K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -2.8K -100% $0.00* 0 Jul 9, 2024 Class A Common Stock, $0.01 par value 2.8K Direct F3, F6
transaction CHCI Restricted Stock Units (RSUs) Award $0 +8.93K $0.00 8.93K Jan 11, 2024 Class A Common Stock, $0.01 par value 8.93K Direct F3, F4
transaction CHCI Restricted Stock Units (RSUs) Options Exercise $0 -4.46K -100% $0.00* 0 Jul 9, 2024 Class A Common Stock, $0.01 par value 4.46K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jubal R. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares withheld at fair market value on vesting date
F2 Reflects vesting of performance-based restricted stock units
F3 Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
F4 Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
F5 Time-based restricted stock units vest and convert into common stock over a seven-year period according to the following schedule: 6.25% on January 10, 2021, 12.5% on January 10, 2022, 18.75% on January 10, 2023, 25% on January 10, 2024, 18.75% on January 10, 2025, 12.5% on January 10, 2026, and 6.25% on January 10, 2027
F6 Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement. All remaining restricted stock units outstanding were forfeited as of the July 9, 2024 employment separation date.
F7 Time-based restricted stock units that vested early in conjunction with vesting acceleration terms included in employment separation agreement.