Key facts
- This page summarizes Mark James Harvey's Form 4 filing for S&W Seed Co (SANW).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2024, 17:00.
Mark James Harvey - 01 Jul 2024 Form 4 Insider Report for S&W Seed Co (SANW)
- Reporting relationship
- Director
- Issuer ticker
- SANW
- Reported as of
- 01 Jul 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 17:00:12 UTC
- Prior SEC filing
- 17 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Vanessa Baughman, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mark James Harvey filed Form 4 for S&W Seed Co (SANW) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 17 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SANW
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +99,675
- Change %
- +532%
- Price
- $0.000000
- Shares after
- 118,410
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F2
SANW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 220,666
- Date
- 01 Jul 2024
- Ownership
- By retirement fund
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest on the earlier of (i) December 13, 2024 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
Footnote F2
The total holdings is reduced by 8,570 shares which shares were transferred to the Reporting Person's retirement fund on December 22, 2017. The reduction was inadvertently omitted from prior Form 4s.
Footnote F3
These indirect holdings were inadvertently omitted from certain prior Form 4s and the total now includes 8,570 shares transferred from the Reporting Person on December 22, 2017.
Footnote F4
These shares are owned directly by The Harvey Superannuation Fund, a retirement fund directed by the reporting person under which he is a beneficiary.