Key facts
- This page summarizes Sen Ming Lim's Form 4 filing for 5E Advanced Materials, Inc. (FEAM).
- 13 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2024, 10:17.
Sen Ming Lim - 28 Jun 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)
- Reporting relationship
- Director
- Issuer ticker
- FEAM
- Reported as of
- 28 Jun 2024
- Net transaction value
- -$14,424
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 10:17:48 UTC
- Prior SEC filing
- 25 Jun 2024
- Next SEC filing
- 01 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Weibel as Attorney-in-Fact for Sen Ming Lim
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sen Ming Lim filed Form 4 for 5E Advanced Materials, Inc. (FEAM) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 25 Jun 2024.
- Current net transaction value: -$14,424.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FEAM
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +4,227
- Change %
- +45%
- Price
- Shares after
- 13,541
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F1
FEAM
transaction
Common Stock
Tax liability
- Transaction value
- $2,033
- Shares
- -1,564
- Change %
- -12%
- Price
- $1.30
- Shares after
- 11,977
- Date
- 01 Jul 2024
- Ownership
- Direct
FEAM
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +5,904
- Change %
- +49%
- Price
- Shares after
- 17,881
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F2
FEAM
transaction
Common Stock
Tax liability
- Transaction value
- $2,840
- Shares
- -2,185
- Change %
- -12%
- Price
- $1.30
- Shares after
- 15,696
- Date
- 01 Jul 2024
- Ownership
- Direct
FEAM
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +9,166
- Change %
- +58%
- Price
- Shares after
- 24,862
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F3
FEAM
transaction
Common Stock
Tax liability
- Transaction value
- $4,410
- Shares
- -3,392
- Change %
- -14%
- Price
- $1.30
- Shares after
- 21,470
- Date
- 01 Jul 2024
- Ownership
- Direct
FEAM
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +10,684
- Change %
- +50%
- Price
- Shares after
- 32,154
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F4
FEAM
transaction
Common Stock
Tax liability
- Transaction value
- $5,140
- Shares
- -3,954
- Change %
- -12%
- Price
- $1.30
- Shares after
- 28,200
- Date
- 01 Jul 2024
- Ownership
- Direct
FEAM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,128,206
- Date
- 28 Jun 2024
- Ownership
- By Virtova Capital Management Limited
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FEAM
transaction
Derivative
Director RSUs
Award
- Transaction value
- $0
- Shares
- +10,684
- Change %
- Price
- $0.000000
- Shares after
- 10,684
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,684
- Exercise price
- Footnotes
- F4
FEAM
transaction
Derivative
Director RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -4,227
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,227
- Exercise price
- Footnotes
- F1
FEAM
transaction
Derivative
Director RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -5,904
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,904
- Exercise price
- Footnotes
- F2
FEAM
transaction
Derivative
Director RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -9,166
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,166
- Exercise price
- Footnotes
- F3
FEAM
transaction
Derivative
Director RSUs
Options Exercise
- Transaction value
- $0
- Shares
- -10,684
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,684
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
Footnote F2
On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
Footnote F3
On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
Footnote F4
On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.