Sen Ming Lim - Jun 24, 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact for Sen Ming Lim
Stock symbol
FEAM
Transactions as of
Jun 24, 2024
Transactions value $
-$1,754
Form type
4
Date filed
6/25/2024, 04:25 PM
Previous filing
Apr 1, 2024
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +3.7K +53% 10.7K Jun 24, 2024 Direct F1
transaction FEAM Common Stock Tax liability -$1.75K -1.37K -12.82% $1.28 9.31K Jun 24, 2024 Direct
holding FEAM Common Stock 5.13M Jun 24, 2024 By Virtova Capital Management Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director Share Unit Options Exercise -3.7K -100% 0 Jun 24, 2024 Common Stock 3.7K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.