Marcus Edward Pennington - 27 Jun 2024 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Reporting relationship: Director
Issuer ticker: SWKH
Reported as of: 27 Jun 2024
Net transaction value: +$72,760
SEC form: 4
Accepted by SEC: 01 Jul 2024, 19:55:19 UTC
Prior SEC filing: 03 Apr 2024
Source filing: View source filing
Reporting owner signature: /s/ Marcus Pennington

Key filing fact

Marcus Edward Pennington filed Form 4 for SWK Holdings Corp (SWKH) on 01 Jul 2024.

Key facts

This page summarizes Marcus Edward Pennington's Form 4 filing for SWK Holdings Corp (SWKH).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 01 Jul 2024, 19:55.

Change

Previous filing in this sequence was filed on 03 Apr 2024.
Current net transaction value: +$72,760.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWKH transaction

Common Stock

Award

Transaction value: $55,008
Shares: +3,253
Change %: +18%
Price: $16.91
Shares after: 21,176
Date: 27 Jun 2024
Ownership: Direct
Footnotes: F1

SWKH transaction

Common Stock

Award

Transaction value: $17,751
Shares: +1,051
Change %: +5%
Price: $16.89
Shares after: 22,227
Date: 01 Jul 2024
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date.

Footnote F2

Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director.