Marcus Edward Pennington - 01 Apr 2024 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Marcus Pennington
Issuer symbol
SWKH
Transactions as of
01 Apr 2024
Net transactions value
+$31,498
Form type
4
Filing time
03 Apr 2024, 20:21:37 UTC
Previous filing
04 Jan 2024
Next filing
01 Jul 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $17,741 +1,051 +6.5% $16.88 17,108 01 Apr 2024 Direct F1
transaction SWKH Common Stock Award $13,757 +815 +4.8% $16.88 17,923 01 Apr 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director.
F2 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director. The restricted shares vest on April 1, 2025, subject to the Reporting Person's continued service through such vesting date.