Key facts
- This page summarizes Peter Yu's Form 4 filing for AlTi Global, Inc. (ALTI).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 26 Jun 2024, 08:00.
Peter Yu - 25 Jun 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- ALTI
- Reported as of
- 25 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 26 Jun 2024, 08:00:10 UTC
- Prior SEC filing
- 16 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Adam Namoury, attorney in fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Peter Yu filed Form 4 for AlTi Global, Inc. (ALTI) on 26 Jun 2024.
Change
- Previous filing in this sequence was filed on 16 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALTI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +18,364
- Change %
- Price
- Shares after
- 18,364
- Date
- 25 Jun 2024
- Ownership
- Direct
- Footnotes
- F3
ALTI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,984,154
- Date
- 25 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F1
ALTI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,533,605
- Date
- 25 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F2
ALTI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,111
- Date
- 25 Jun 2024
- Ownership
- See Footnote
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- -18,364
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 18,364
- Exercise price
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
Footnote F2
Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
Footnote F3
Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
Footnote F4
Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.
Footnote F5
The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.