Peter Yu - Apr 2, 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role: Director, 10%+ Owner
Signature: /s/ Adam Namoury, attorney in fact
Stock symbol: ALTI
Transactions as of: Apr 2, 2024
Transactions value $: $0
Form type: 4
Date filed: 5/16/2024, 04:34 PM
Previous filing: Mar 21, 2024
Next filing: Jun 26, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALTI	Class A Common Stock	Other	$0	-13.1K	-100%	$0.00^*	0	Apr 2, 2024	Direct	F3
transaction	ALTI	Class A Common Stock	Other	$0	+13.1K		$0.00	13.1K	Apr 2, 2024	See Footnote	F3, F4
holding	ALTI	Class A Common Stock						2.98M	Apr 2, 2024	See Footnote	F1
holding	ALTI	Class A Common Stock						3.53M	Apr 2, 2024	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALTI	Restricted Stock Units						18.4K	Apr 2, 2024	Class A Common Stock	18.4K		Direct	F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
F2	Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F3	On April 2, 2024, Mr. Yu transferred 13,111 shares of AlTi Global Inc. Class A Common Stock to Pangaea Three Acquisition Holdings V, LLC ("P3A") for no consideration.
F4	Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.
F5	Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
F6	The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.