Key facts
- This page summarizes Aaron Sullivan's Form 4 filing for LiveOne, Inc. (LVO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Jun 2024, 21:31.
Aaron Sullivan - 07 Jun 2024 Form 4 Insider Report for LiveOne, Inc. (LVO)
- Reporting relationship
- CFO, Controller & EVP
- Issuer ticker
- LVO
- Reported as of
- 07 Jun 2024
- Net transaction value
- -$46,610
- SEC form
- 4
- Accepted by SEC
- 12 Jun 2024, 21:31:05 UTC
- Prior SEC filing
- 30 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Aaron Sullivan
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Aaron Sullivan filed Form 4 for LiveOne, Inc. (LVO) on 12 Jun 2024.
Change
- Previous filing in this sequence was filed on 30 Jan 2024.
- Current net transaction value: -$46,610.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LVO
transaction
Common Stock, $0.001 par value
Options Exercise
- Transaction value
- Shares
- +75,000
- Change %
- +100%
- Price
- Shares after
- 150,356
- Date
- 07 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
LVO
transaction
Common Stock, $0.001 par value
Other
- Transaction value
- $46,610
- Shares
- -27,400
- Change %
- -18%
- Price
- $1.70
- Shares after
- 122,956
- Date
- 07 Jun 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LVO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -75,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock, $0.001 par value
- Underlying amount
- 75,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted Stock Units convert into Common Stock on a one-for-one basis.
Footnote F2
Represents 75,000 vested Restricted Stock Units ("RSUs") that were settled on the reported date out of 75,000 RSUs granted to the Reporting Person on April 4, 2022. Each vested RSU was settled by Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
Footnote F3
On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.