Key facts
- This page summarizes David Eric Klein's Form 4 filing for Canopy Growth Corp (CGC).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 12 Jun 2024, 20:46.
David Eric Klein - 10 Jun 2024 Form 4 Insider Report for Canopy Growth Corp (CGC)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- CGC
- Reported as of
- 10 Jun 2024
- Net transaction value
- -$17,683
- SEC form
- 4
- Accepted by SEC
- 12 Jun 2024, 20:46:31 UTC
- Prior SEC filing
- 24 Aug 2023
- Next SEC filing
- 26 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Shai Marshall, Attorney-in-fact for David Eric Klein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Eric Klein filed Form 4 for Canopy Growth Corp (CGC) on 12 Jun 2024.
Change
- Previous filing in this sequence was filed on 24 Aug 2023.
- Current net transaction value: -$17,683.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CGC
transaction
Common Shares
Award
- Transaction value
- $0
- Shares
- +2,090
- Change %
- +0.8%
- Price
- $0.000000
- Shares after
- 261,860
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F1, F2
CGC
transaction
Common Shares
Award
- Transaction value
- $0
- Shares
- +9,129
- Change %
- +3.5%
- Price
- $0.000000
- Shares after
- 270,989
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F3
CGC
transaction
Common Shares
Award
- Transaction value
- $0
- Shares
- +98,815
- Change %
- +36%
- Price
- $0.000000
- Shares after
- 369,804
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F4
CGC
transaction
Common Shares
Award
- Transaction value
- $0
- Shares
- +32,939
- Change %
- +8.9%
- Price
- $0.000000
- Shares after
- 402,743
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F5
CGC
transaction
Common Shares
Sale
- Transaction value
- $17,683
- Shares
- -1,779
- Change %
- -0.44%
- Price
- $9.94
- Shares after
- 400,964
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F6, F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CGC
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +360,636
- Change %
- Price
- $0.000000
- Shares after
- 360,636
- Date
- 10 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 360,636
- Exercise price
- $7.59
- Footnotes
- F8
CGC
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +40,071
- Change %
- Price
- $0.000000
- Shares after
- 40,071
- Date
- 10 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 40,071
- Exercise price
- $7.59
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's board of directors (the "Board") regarding the level of achievement of performance metrics, and such RSUs vested on June 9, 2024.
Footnote F2
On December 15, 2023, the Issuer effected a consolidation (the "Consolidation") of the Issuer's issued and outstanding Common Shares on the basis of one (1) post-Consolidation Common Share for every ten (10) pre-Consolidation Common Shares. The amount of securities reported on this Form 4 have been adjusted to reflect the Consolidation.
Footnote F3
Represents conversion of PSUs to RSUs upon determination by the Issuer's Board regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025.
Footnote F4
The shares reported herein were granted on June 10, 2024, in the form of RSUs. These RSUs vest in three equal installments on June 15, 2025, June 15, 2026 and June 15 2027.
Footnote F5
The shares reported herein were granted on June 10, 2024, in the form of RSUs. These RSUs vest on June 15, 2025.
Footnote F6
The shares reported as disposed herein were granted on June 9, 2021 as PSUs, and subsequently converted to RSUs. The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.
Footnote F7
Price expressed in Canadian dollars, rounded to the nearest one hundredth.
Footnote F8
The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of June 10, 2024.
Footnote F9
The options vest on June 10, 2025.