David Eric Klein - 22 Aug 2023 Form 4 Insider Report for Canopy Growth Corp (CGC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Aug 2023, 19:26:36 UTC
Prior SEC filing
07 Jul 2023
Next SEC filing
12 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ben Winnick, Attorney-in-fact for David Eric Klein

Key filing fact

David Eric Klein filed Form 4 for Canopy Growth Corp (CGC) on 24 Aug 2023.

Key facts

  • This page summarizes David Eric Klein's Form 4 filing for Canopy Growth Corp (CGC).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 24 Aug 2023, 19:26.

Change

  • Previous filing in this sequence was filed on 07 Jul 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CGC transaction

Common Shares

Award

Transaction value
$0
Shares
+6,975
Change %
+3.8%
Price
$0.000000
Shares after
189,610
Date
22 Aug 2023
Ownership
Direct
Footnotes
F1, F4
CGC transaction

Common Shares

Award

Transaction value
$0
Shares
+49,894
Change %
+26%
Price
$0.000000
Shares after
239,504
Date
22 Aug 2023
Ownership
Direct
Footnotes
F2
CGC transaction

Common Shares

Award

Transaction value
$0
Shares
+2,358,217
Change %
+985%
Price
$0.000000
Shares after
2,597,721
Date
22 Aug 2023
Ownership
Direct
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's corporate governance, compensation & nominating committee ("CGCN Committee") regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024.

Footnote F2

Represents conversion of PSUs to RSUs upon determination by the Issuer's CGCN Committee regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025.

Footnote F3

The shares reported herein were granted on August 22, 2023, in the form of RSUs. These RSUs vest in three equal installments on the first, second and third anniversaries of the grant date.

Footnote F4

Includes 1,654 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan (the "ESPP") on August 15, 2022 and 704 common shares acquired under the ESPP on February 16, 2023.

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