Jin H. Jo - 31 Mar 2024 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Reporting relationship: Chief Financial Officer
Issuer ticker: ASTI
Reported as of: 31 Mar 2024
Net transaction value: -$1,926
SEC form: 4
Accepted by SEC: 11 Jun 2024, 19:51:04 UTC
Prior SEC filing: 19 Jan 2024
Next SEC filing: 23 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Jin H. Jo

Key filing fact

Jin H. Jo filed Form 4 for Ascent Solar Technologies, Inc. (ASTI) on 11 Jun 2024.

Key facts

This page summarizes Jin H. Jo's Form 4 filing for Ascent Solar Technologies, Inc. (ASTI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 11 Jun 2024, 19:51.

Change

Previous filing in this sequence was filed on 19 Jan 2024.
Current net transaction value: -$1,926.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASTI transaction

Common Stock

Tax liability

Transaction value: $1,926
Shares: -4,888
Change %: -12%
Price: $0.3941
Shares after: 37,612
Date: 31 Mar 2024
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

42,500 of the shares previously reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock.

Footnote F2

One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Ms. Jo's employment for any reason other than (x) by the Company for cause or (y) by Ms. Jo without good reason.

Footnote F3

Reflects 4,888 shares withheld by the Issuer to satisfy tax withholding obligations related to an RSU vest on 3/31/2024.